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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDR
3026
DELISTED
Cedar Realty Trust, Inc
CDR
$344K ﹤0.01%
+7,981
New +$346K
ITW icon
3027
Illinois Tool Works
ITW
$80.6B
$343K ﹤0.01%
2,798
-55,081
-95% -$6.65M
MNOV icon
3028
MediciNova
MNOV
$75.3M
$343K ﹤0.01%
+55,348
New +$390K
CPN
3029
PUT
DELISTED
Calpine Corporation
CPN
$343K ﹤0.01%
30,000
– –
NWN icon
3030
Northwest Natural Holdings
NWN
$2.1B
$341K ﹤0.01%
5,709
– –
INOV
3031
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$340K ﹤0.01%
+32,975
New +$450K
OLN icon
3032
Olin
OLN
$2.01B
$339K ﹤0.01%
13,218
-47,644
-78% -$1.13M
SOHU
3033
CALL
Sohu.com
SOHU
$378M
$339K ﹤0.01%
10,000
– –
CSS
3034
DELISTED
CSS Industries, Inc.
CSS
$339K ﹤0.01%
12,534
+1,157
+10% +$30.5K
MDCO
3035
CALL
DELISTED
Medicines Co
MDCO
$339K ﹤0.01%
10,000
– –
MDCO
3036
PUT
DELISTED
Medicines Co
MDCO
$339K ﹤0.01%
+10,000
New +$355K
SN
3037
CALL
DELISTED
Sanchez Energy Corporation
SN
$339K ﹤0.01%
37,500
– –
GABC icon
3038
German American Bancorp
GABC
$1.89B
$338K ﹤0.01%
9,651
-2,840
-23% -$85.9K
LDOS icon
3039
CALL
Leidos
LDOS
$17.5B
$338K ﹤0.01%
+6,600
New +$309K
WSR
3040
DELISTED
Whitestone REIT
WSR
$338K ﹤0.01%
23,516
+8,729
+59% +$117K
FOXF icon
3041
Fox Factory Holding Corp
FOXF
$907M
$337K ﹤0.01%
12,140
-4,389
-27% -$105K
ESGR
3042
DELISTED
Enstar Group
ESGR
$336K ﹤0.01%
1,702
– –
IAG icon
3043
IAMGOLD
IAG
$12.4B
$336K ﹤0.01%
87,173
-896,233
-91% -$3.35M
STM icon
3044
STMicroelectronics
STM
$44.2B
$336K ﹤0.01%
29,600
-3,849
-12% -$36.5K
ZBRA icon
3045
CALL
Zebra Technologies
ZBRA
$17.1B
$334K ﹤0.01%
+3,900
New +$289K
STML
3046
DELISTED
Stemline Therapeutics, Inc.
STML
$334K ﹤0.01%
31,257
+2,611
+9% +$31.6K
SCSC icon
3047
Scansource
SCSC
$1.09B
$333K ﹤0.01%
8,248
-17,175
-68% -$639K
UNIT
3048
CALL
Uniti Group
UNIT
$2.41B
$333K ﹤0.01%
13,100
-30,000
-70% -$808K
FIBK icon
3049
First Interstate BancSystem
FIBK
$3.57B
$332K ﹤0.01%
7,794
-5,699
-42% -$207K
CUB
3050
DELISTED
Cubic Corporation
CUB
$332K ﹤0.01%
6,924
-12,520
-64% -$574K
120 121
122
123 124

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.