David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHUY
3026
CALL
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $991K | ﹤0.01% |
27,600
| – | – |
|
3027
Ducommun
DCO
$2.74B
| $989K | ﹤0.01% |
34,499
+11,424
| +50% | +$291K |
|
|
AUY
3028
CALL
DELISTED
Yamana Gold, Inc.
AUY
| $988K | ﹤0.01% |
95,000
+25,000
| +36% | +$264K |
|
|
GDP
3029
PUT
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
| $984K | ﹤0.01% |
+40,500
| New | +$815K |
|
3030
Insight Enterprises
NSIT
$4.42B
| $983K | ﹤0.01% |
+51,981
| New | +$1.05M |
|
|
RLD
3031
DELISTED
REALD INC COM STK
RLD
| $982K | ﹤0.01% |
140,342
-99,628
| -42% | -$968K |
|
3032
CALL
Greif
GEF
$4.81B
| $981K | ﹤0.01% |
+20,000
| New | +$1.08M |
|
3033
PUT
Matador Resources
MTDR
$6.87B
| $981K | ﹤0.01% |
60,100
+44,400
| +283% | +$660K |
|
|
CIR
3034
DELISTED
CIRCOR International, Inc
CIR
| $981K | ﹤0.01% |
+15,779
| New | +$906K |
|
3035
CALL
Tennant Co
TNC
$1.19B
| $980K | ﹤0.01% |
+15,800
| New | +$855K |
|
|
ZGNX
3036
DELISTED
Zogenix, Inc.
ZGNX
| $980K | ﹤0.01% |
65,912
+47,034
| +249% | +$631K |
|
3037
Zimmer Biomet
ZBH
$19.1B
| $977K | ﹤0.01% |
12,250
-31,094
| -72% | -$2.45M |
|
3038
Pearson
PSO
$9.98B
| $976K | ﹤0.01% |
+47,986
| New | +$957K |
|
3039
PUT
EPR Properties
EPR
$4.62B
| $975K | ﹤0.01% |
20,000
| – | – |
|
|
FOLD
3040
DELISTED
Amicus Therapeutics
FOLD
| $974K | ﹤0.01% |
419,693
+48,832
| +13% | +$123K |
|
3041
CALL
Winnebago Industries
WGO
$901M
| $974K | ﹤0.01% |
+37,500
| New | +$885K |
|
|
MINI
3042
PUT
DELISTED
Mobile Mini Inc
MINI
| $974K | ﹤0.01% |
28,600
| – | – |
|
3043
CALL
Arrow Electronics
ARW
$10.3B
| $971K | ﹤0.01% |
+20,000
| New | +$917K |
|
3044
Destination XL Group
DXLG
$34.3M
| $970K | ﹤0.01% |
149,955
-22,752
| -13% | -$146K |
|
3045
TAL Education Group
TAL
$6.43B
| $970K | ﹤0.01% |
401,184
+283,644
| +241% | +$578K |
|
|
SNTS
3046
PUT
DELISTED
SANTARUS INC
SNTS
| $968K | ﹤0.01% |
+42,900
| New | +$1.02M |
|
3047
Papa John's
PZZA
$794M
| $967K | ﹤0.01% |
27,674
+17,480
| +171% | +$604K |
|
|
STJ
3048
PUT
DELISTED
St Jude Medical
STJ
| $966K | ﹤0.01% |
+18,000
| New | +$927K |
|
|
APFC
3049
DELISTED
AMERICAN PACIFIC CORP
APFC
| $965K | ﹤0.01% |
+17,625
| New | +$744K |
|
3050
Mercer International
MERC
$28.6M
| $964K | ﹤0.01% |
135,903
-135,721
| -50% | -$938K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.