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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TISI icon
3001
Team
TISI
$105M
$388K ﹤0.01%
+2,909
New +$444K
PFS icon
3002
Provident Financial Services
PFS
$3.07B
$383K ﹤0.01%
14,367
-1,617
-10% -$41K
IBKR icon
3003
Interactive Brokers
IBKR
$42.2B
$382K ﹤0.01%
33,960
-25,124
-43% -$256K
VER
3004
DELISTED
VEREIT, Inc.
VER
$382K ﹤0.01%
+9,212
New +$389K
ACIA
3005
DELISTED
Acacia Communications Inc
ACIA
$379K ﹤0.01%
+8,044
New +$359K
ESGR
3006
DELISTED
Enstar Group
ESGR
$378K ﹤0.01%
1,702
– –
IBKR icon
3007
CALL
Interactive Brokers
IBKR
$42.2B
$378K ﹤0.01%
+33,600
New +$343K
EFSC icon
3008
Enterprise Financial Services Corp
EFSC
$2.3B
$377K ﹤0.01%
+8,912
New +$353K
PETS icon
3009
PetMed Express
PETS
$37.9M
$376K ﹤0.01%
11,341
-57,302
-83% -$2.33M
BKMU
3010
DELISTED
Bank Mutual Corp
BKMU
$376K ﹤0.01%
37,052
-11,559
-24% -$109K
VAC icon
3011
Marriott Vacations Worldwide
VAC
$3.93B
$375K ﹤0.01%
3,008
-200
-6% -$23K
SPOK icon
3012
Spok Holdings
SPOK
$222M
$374K ﹤0.01%
+24,389
New +$398K
CEMP
3013
DELISTED
Cempra, Inc.
CEMP
$374K ﹤0.01%
+114,924
New +$406K
AZUL
3014
DELISTED
Azul
AZUL
$373K ﹤0.01%
+13,604
New +$348K
BDX icon
3015
PUT
Becton Dickinson
BDX
$52B
$372K ﹤0.01%
+1,948
New +$378K
JMEI
3016
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$372K ﹤0.01%
12,829
-47,159
-79% -$1.28M
PCRX icon
3017
Pacira BioSciences
PCRX
$991M
$370K ﹤0.01%
+9,851
New +$396K
MDCO
3018
CALL
DELISTED
Medicines Co
MDCO
$370K ﹤0.01%
10,000
– –
MDCO
3019
PUT
DELISTED
Medicines Co
MDCO
$370K ﹤0.01%
10,000
– –
NCSM icon
3020
NCS Multistage Holdings
NCSM
$127M
$369K ﹤0.01%
+767
New +$336K
JBHT icon
3021
CALL
JB Hunt Transport Services
JBHT
$24.4B
$367K ﹤0.01%
3,300
-42,700
-93% -$4.13M
LII icon
3022
Lennox International
LII
$13.8B
$367K ﹤0.01%
+2,048
New +$352K
DATA
3023
CALL
DELISTED
Tableau Software, Inc.
DATA
$367K ﹤0.01%
+4,900
New +$340K
AU icon
3024
AngloGold Ashanti
AU
$60.9B
$365K ﹤0.01%
39,331
-18,264
-32% -$177K
KEY icon
3025
KeyCorp
KEY
$23.3B
$365K ﹤0.01%
19,420
-743,046
-97% -$13.4M
119 120
121
122 123

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.