David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Farmers National Banc Corp
FMNB
$930M
| $310K | ﹤0.01% |
28,718
-21,763
| -43% | -$213K |
|
3002
Terex
TEX
$7.53B
| $310K | ﹤0.01% |
12,204
-177,407
| -94% | -$4.14M |
|
|
STML
3003
DELISTED
Stemline Therapeutics, Inc.
STML
| $310K | ﹤0.01% |
28,646
-4,794
| -14% | -$39K |
|
|
FCRD
3004
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $308K | ﹤0.01% |
32,400
-48,411
| -60% | -$511K |
|
|
DRNA
3005
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $308K | ﹤0.01% |
52,340
-22,451
| -30% | -$78.7K |
|
|
NH
3006
DELISTED
NantHealth, Inc
NH
| $307K | ﹤0.01% |
+1,557
| New | +$286K |
|
|
CACB
3007
DELISTED
Cascade Bancorp
CACB
| $307K | ﹤0.01% |
50,699
+134
| +0.3% | +$783 |
|
|
CSR
3008
Centerspace
CSR
$917M
| $306K | ﹤0.01% |
+5,144
| New | +$328K |
|
|
OPB
3009
DELISTED
Opus Bank Common Stock
OPB
| $306K | ﹤0.01% |
8,660
-8,214
| -49% | -$281K |
|
3010
Designer Brands
DBI
$297M
| $305K | ﹤0.01% |
14,887
-50,276
| -77% | -$1.18M |
|
3011
PUT
3D Systems Corp
DDD
$518M
| $305K | ﹤0.01% |
+17,000
| New | +$255K |
|
|
WPRT
3012
Westport Fuel Systems
WPRT
$34.8M
| $303K | ﹤0.01% |
18,824
-9,111
| -33% | -$133K |
|
3013
Alamo Group
ALG
$2.01B
| $302K | ﹤0.01% |
4,584
-2,000
| -30% | -$130K |
|
3014
PUT
ArcelorMittal
MT
$54.8B
| $302K | ﹤0.01% |
16,667
| – | – |
|
3015
NetEase
NTES
$78.7B
| $302K | ﹤0.01% |
+6,275
| New | +$267K |
|
|
GLF
3016
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
| $302K | ﹤0.01% |
179,850
+53,639
| +42% | +$140K |
|
3017
Bread Financial
BFH
$4.04B
| $300K | ﹤0.01% |
1,754
-11,370
| -87% | -$1.94M |
|
|
MCF
3018
DELISTED
Contango Oil & Gas Co.
MCF
| $300K | ﹤0.01% |
+29,320
| New | +$302K |
|
3019
Towne Bank
TOWN
$3.5B
| $299K | ﹤0.01% |
12,435
-32,476
| -72% | -$753K |
|
|
SCTY
3020
PUT
DELISTED
SolarCity Corporation
SCTY
| $299K | ﹤0.01% |
15,300
-69,800
| -82% | -$1.56M |
|
|
SGM
3021
DELISTED
Stonegate Mortgage Corporation
SGM
| $295K | ﹤0.01% |
64,461
+1,017
| +2% | +$3.87K |
|
|
VWTR
3022
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $294K | ﹤0.01% |
+24,948
| New | +$262K |
|
3023
Henry Schein
HSIC
$9.98B
| $293K | ﹤0.01% |
4,582
-37,047
| -89% | -$2.46M |
|
|
MYCC
3024
DELISTED
ClubCorp Holdings, Inc.
MYCC
| $293K | ﹤0.01% |
20,221
-79,536
| -80% | -$1.16M |
|
3025
OFG Bancorp
OFG
$2.21B
| $291K | ﹤0.01% |
+28,769
| New | +$294K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.