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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTUS
2976
DELISTED
Natus Medical Inc
NTUS
$718K ﹤0.01%
22,557
-125,528
-85% -$3.66M
RPD icon
2977
CALL
Rapid7
RPD
$818M
$717K ﹤0.01%
15,800
-3,000
-16% -$169K
TPC
2978
CALL
Tutor Perini Cor
TPC
$4.59B
$717K ﹤0.01%
50,000
– –
TPC
2979
PUT
Tutor Perini Cor
TPC
$4.59B
$717K ﹤0.01%
50,000
– –
HT
2980
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$715K ﹤0.01%
+48,076
New +$734K
VRS
2981
DELISTED
Verso Corporation
VRS
$714K ﹤0.01%
57,677
-12,515
-18% -$171K
CNX icon
2982
CNX Resources
CNX
$5.33B
$712K ﹤0.01%
98,055
+54,196
+124% +$406K
XRX icon
2983
PUT
Xerox
XRX
$387M
$712K ﹤0.01%
23,800
– –
QSR icon
2984
PUT
Restaurant Brands International
QSR
$28.4B
$711K ﹤0.01%
10,000
– –
OLBK
2985
DELISTED
Old Line Bancshares, Inc.
OLBK
$708K ﹤0.01%
+24,411
New +$666K
CRUS icon
2986
PUT
Cirrus Logic
CRUS
$5.58B
$707K ﹤0.01%
+13,200
New +$674K
HLIO icon
2987
Helios Technologies
HLIO
$2.45B
$706K ﹤0.01%
17,413
-8,059
-32% -$351K
DIN icon
2988
PUT
Dine Brands
DIN
$449M
$705K ﹤0.01%
+9,300
New +$762K
PAG icon
2989
Penske Automotive Group
PAG
$14.4B
$704K ﹤0.01%
+14,891
New +$674K
HONE
2990
DELISTED
HarborOne Bancorp
HONE
$702K ﹤0.01%
+69,700
New +$720K
RMD icon
2991
ResMed
RMD
$34.1B
$702K ﹤0.01%
5,199
+1,985
+62% +$260K
DUK icon
2992
CALL
Duke Energy
DUK
$94.8B
$700K ﹤0.01%
7,300
-64,300
-90% -$5.85M
HCA icon
2993
PUT
HCA Healthcare
HCA
$92.8B
$698K ﹤0.01%
5,800
-5,200
-47% -$672K
ARNA
2994
DELISTED
Arena Pharmaceuticals Inc
ARNA
$698K ﹤0.01%
15,255
-5,533
-27% -$311K
QIWI
2995
DELISTED
QIWI PLC
QIWI
$693K ﹤0.01%
31,594
+3,146
+11% +$67.9K
AWR icon
2996
CALL
American States Water
AWR
$3.58B
$692K ﹤0.01%
7,700
+4,200
+120% +$353K
NHI icon
2997
PUT
National Health Investors
NHI
$3.6B
$692K ﹤0.01%
8,400
– –
FRTA
2998
DELISTED
Forterra, Inc
FRTA
$692K ﹤0.01%
95,741
+26,215
+38% +$169K
ASC icon
2999
Ardmore Shipping
ASC
$735M
$690K ﹤0.01%
103,223
+36,624
+55% +$257K
FMNB icon
3000
Farmers National Banc Corp
FMNB
$925M
$687K ﹤0.01%
47,471
-4,522
-9% -$64.4K
118 119
120
121 122

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.