David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IBTX
2951
DELISTED
Independent Bank Group, Inc.
IBTX
| $345K | ﹤0.01% |
7,821
-4,043
| -34% | -$174K |
|
2952
PUT
Chord Energy
CHRD
$7.91B
| $344K | ﹤0.01% |
30,000
| – | – |
|
2953
Enterprise Financial Services Corp
EFSC
$2.3B
| $344K | ﹤0.01% |
11,023
+1,514
| +16% | +$44.9K |
|
2954
Northwest Natural Holdings
NWN
$2.11B
| $343K | ﹤0.01% |
5,709
-1,951
| -25% | -$122K |
|
2955
Chemours
CC
$2.32B
| $342K | ﹤0.01% |
+21,406
| New | +$244K |
|
|
LTS
2956
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
| $341K | ﹤0.01% |
147,526
+28,028
| +23% | +$65.2K |
|
|
HF
2957
DELISTED
HFF Inc.
HF
| $341K | ﹤0.01% |
12,323
-13,241
| -52% | -$368K |
|
2958
CarMax
KMX
$8.91B
| $340K | ﹤0.01% |
+6,379
| New | +$361K |
|
2959
Supernus Pharmaceuticals
SUPN
$2.62B
| $340K | ﹤0.01% |
13,754
-1,719
| -11% | -$38.9K |
|
2960
PUT
Under Armour Class C
UA
$2.25B
| $339K | ﹤0.01% |
10,000
| – | – |
|
|
XONE
2961
DELISTED
The ExOne Company
XONE
| $339K | ﹤0.01% |
+22,259
| New | +$279K |
|
|
SF
2962
CALL
Stifel
SF
$12.2B
| $338K | ﹤0.01% |
19,800
-8,325
| -30% | -$134K |
|
2963
H.B. Fuller
FUL
$3.12B
| $337K | ﹤0.01% |
+7,246
| New | +$336K |
|
2964
Hilltop Holdings
HTH
$2.22B
| $337K | ﹤0.01% |
15,021
+4,608
| +44% | +$102K |
|
|
IDTI
2965
DELISTED
Integrated Device Technology I
IDTI
| $337K | ﹤0.01% |
14,610
+3,485
| +31% | +$72K |
|
2966
Bright Horizons
BFAM
$3.6B
| $335K | ﹤0.01% |
+5,005
| New | +$337K |
|
2967
Sonida Senior Living
SNDA
$1.89B
| $335K | ﹤0.01% |
1,328
-2,840
| -68% | -$752K |
|
|
SN
2968
CALL
DELISTED
Sanchez Energy Corporation
SN
| $332K | ﹤0.01% |
37,500
| – | – |
|
2969
ICL Group
ICL
$7.42B
| $331K | ﹤0.01% |
84,726
-17,660
| -17% | -$71.7K |
|
|
FLNA
2970
Filana Therapeutics
FLNA
$44.9M
| $331K | ﹤0.01% |
47,296
-6,790
| -13% | -$113K |
|
|
ATVI
2971
DELISTED
Activision Blizzard
ATVI
| $331K | ﹤0.01% |
+7,464
| New | +$313K |
|
2972
Omega Healthcare
OHI
$14.1B
| $330K | ﹤0.01% |
9,306
-246,494
| -96% | -$8.76M |
|
|
ATRS
2973
DELISTED
Antares Pharma, Inc.
ATRS
| $330K | ﹤0.01% |
196,449
+86,605
| +79% | +$106K |
|
2974
CALL
Red Robin
RRGB
$191M
| $328K | ﹤0.01% |
+7,300
| New | +$356K |
|
|
CMBT
2975
CMB.TECH NV
CMBT
$5.27B
| $328K | ﹤0.01% |
43,028
-37,852
| -47% | -$331K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.