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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXS icon
2926
AXIS Capital
AXS
$7.25B
$767K ﹤0.01%
11,493
-20,010
-64% -$1.26M
OPI
2927
CALL
DELISTED
Office Properties Income Trust
OPI
$766K ﹤0.01%
+25,000
New +$698K
ISEE
2928
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$763K ﹤0.01%
681,661
– –
MNR
2929
DELISTED
Monmouth Real Estate Investment Corp
MNR
$763K ﹤0.01%
52,979
+24,489
+86% +$335K
PDD icon
2930
Pinduoduo
PDD
$125B
$761K ﹤0.01%
23,621
-39,918
-63% -$1.07M
CVLT icon
2931
PUT
Commault Systems
CVLT
$5.44B
$760K ﹤0.01%
+17,000
New +$779K
WHR icon
2932
Whirlpool
WHR
$2.65B
$760K ﹤0.01%
4,797
-139,238
-97% -$20M
WPRT
2933
Westport Fuel Systems
WPRT
$35M
$759K ﹤0.01%
27,914
-25,866
-48% -$734K
ACRS icon
2934
Aclaris Therapeutics
ACRS
$962M
$758K ﹤0.01%
701,465
+32,206
+5% +$45.7K
AMRN
2935
PUT
Amarin Corp
AMRN
$299M
$758K ﹤0.01%
2,500
– –
SYRS
2936
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
$757K ﹤0.01%
7,294
-2,139
-23% -$202K
BSET icon
2937
Bassett Furniture
BSET
$164M
$755K ﹤0.01%
49,361
+2,692
+6% +$35.5K
CTSH icon
2938
PUT
Cognizant
CTSH
$28.4B
$753K ﹤0.01%
12,500
– –
ZUO
2939
CALL
DELISTED
Zuora, Inc.
ZUO
$753K ﹤0.01%
+50,000
New +$753K
NGS icon
2940
Natural Gas Services Group
NGS
$443M
$752K ﹤0.01%
58,731
+15,984
+37% +$219K
VCRA
2941
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$752K ﹤0.01%
30,500
+6,200
+26% +$161K
INCY icon
2942
PUT
Incyte
INCY
$26.3B
$750K ﹤0.01%
10,100
– –
HTLF
2943
DELISTED
Heartland Financial USA, Inc.
HTLF
$750K ﹤0.01%
+16,760
New +$747K
DLPH
2944
CALL
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$750K ﹤0.01%
56,000
+37,500
+203% +$595K
BZUN
2945
Baozun
BZUN
$165M
$749K ﹤0.01%
17,547
-1,672
-9% -$79.5K
CRTO icon
2946
PUT
Criteo S.A.
CRTO
$848M
$748K ﹤0.01%
40,000
– –
LKSD
2947
DELISTED
LSC Communications, Inc.
LKSD
$748K ﹤0.01%
541,881
+530,127
+4,510% +$983K
FPRX
2948
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$747K ﹤0.01%
192,694
+106,048
+122% +$582K
ATR icon
2949
PUT
AptarGroup
ATR
$8.57B
$746K ﹤0.01%
+6,300
New +$762K
DXCM icon
2950
PUT
DexCom
DXCM
$33.6B
$746K ﹤0.01%
20,000
– –
116 117
118
119 120

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.