David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
Onto Innovation
ONTO
$17.3B
| $365K | ﹤0.01% |
16,348
-37,422
| -70% | -$784K |
|
|
COHR
2927
PUT
DELISTED
Coherent Inc
COHR
| $365K | ﹤0.01% |
+3,300
| New | +$342K |
|
2928
CALL
Ubiquiti
UI
$33.5B
| $364K | ﹤0.01% |
+6,800
| New | +$326K |
|
2929
Southwest Gas
SWX
$6.49B
| $363K | ﹤0.01% |
+5,201
| New | +$384K |
|
|
SHOS
2930
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $363K | ﹤0.01% |
73,566
-10,471
| -12% | -$65.2K |
|
2931
Microbot Medical
MBOT
$99.4M
| $362K | ﹤0.01% |
+1,969
| New | +$257K |
|
|
AREX
2932
DELISTED
Approach Resources Inc.
AREX
| $360K | ﹤0.01% |
106,281
-105,480
| -50% | -$267K |
|
2933
PUT
Frontline
FRO
$9.81B
| $359K | ﹤0.01% |
50,000
| – | – |
|
2934
Myers Industries
MYE
$1.26B
| $359K | ﹤0.01% |
27,602
+4,588
| +20% | +$65.5K |
|
2935
Waterstone Financial
WSBF
$381M
| $359K | ﹤0.01% |
21,131
-7,855
| -27% | -$128K |
|
|
IMH
2936
DELISTED
Impac Mortgage Holdings Inc.
IMH
| $358K | ﹤0.01% |
+27,121
| New | +$440K |
|
2937
Winmark
WINA
$1.26B
| $357K | ﹤0.01% |
3,380
| – | – |
|
2938
Immunic
IMUX
$225M
| $356K | ﹤0.01% |
145
+28
| +24% | +$69.1K |
|
|
SPWR
2939
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
| $356K | ﹤0.01% |
60,927
| – | – |
|
|
WFT
2940
DELISTED
Weatherford International plc
WFT
| $355K | ﹤0.01% |
63,190
-6,178
| -9% | -$35.1K |
|
|
MPT
2941
Medical Properties Trust
MPT
$2.46B
| $353K | ﹤0.01% |
23,913
+2,370
| +11% | +$35.9K |
|
|
BGG
2942
DELISTED
Briggs & Stratton Corp.
BGG
| $353K | ﹤0.01% |
18,915
-22,373
| -54% | -$462K |
|
2943
Buckle
BKE
$2.29B
| $352K | ﹤0.01% |
14,646
-1,778
| -11% | -$45.9K |
|
2944
Grupo Cibest SA
CIB
$24B
| $351K | ﹤0.01% |
8,990
-19,828
| -69% | -$737K |
|
2945
Edison International
EIX
$28.5B
| $351K | ﹤0.01% |
+4,861
| New | +$365K |
|
|
NGD
2946
DELISTED
New Gold Inc
NGD
| $351K | ﹤0.01% |
80,700
+68,705
| +573% | +$343K |
|
2947
Matador Resources
MTDR
$7.12B
| $350K | ﹤0.01% |
14,370
-122,369
| -89% | -$2.69M |
|
|
MPSX
2948
DELISTED
Multi Packaging Solutions Intl.
MPSX
| $350K | ﹤0.01% |
24,291
-58,571
| -71% | -$832K |
|
|
OXFD
2949
DELISTED
Oxford Immunotec Global PLC Ordinary Shares
OXFD
| $348K | ﹤0.01% |
27,702
-3,212
| -10% | -$32.2K |
|
2950
CALL
Zillow
Z
$8.33B
| $347K | ﹤0.01% |
+10,000
| New | +$358K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.