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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RKUS
2926
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$845K ﹤0.01%
70,285
-157,624
-69% -$1.91M
SBSW icon
2927
Sibanye-Stillwater
SBSW
$8.87B
$844K ﹤0.01%
118,258
-402,021
-77% -$2.9M
HAR
2928
CALL
DELISTED
Harman International Industries
HAR
$843K ﹤0.01%
7,900
-63,700
-89% -$6.56M
HCOM
2929
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$842K ﹤0.01%
30,555
+12,715
+71% +$339K
BSFT
2930
PUT
DELISTED
BroadSoft, Inc.
BSFT
$842K ﹤0.01%
29,000
– –
RLOC
2931
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$842K ﹤0.01%
244,741
+78,070
+47% +$287K
SSRG
2932
DELISTED
SYMMETRY SURGICAL INC COMMON STK
SSRG
$838K ﹤0.01%
+107,627
New +$818K
GATX icon
2933
GATX Corp
GATX
$6.33B
$837K ﹤0.01%
14,555
+3,483
+31% +$207K
GLDD
2934
DELISTED
Great Lakes Dredge & Dock
GLDD
$836K ﹤0.01%
97,621
+24,099
+33% +$175K
ATHN
2935
DELISTED
Athenahealth, Inc.
ATHN
$836K ﹤0.01%
+5,736
New +$720K
BEAV
2936
DELISTED
B/E Aerospace Inc
BEAV
$836K ﹤0.01%
14,408
+3,305
+30% +$184K
TIME
2937
PUT
DELISTED
Time Inc.
TIME
$835K ﹤0.01%
33,924
– –
VMEM
2938
DELISTED
VIOLIN MEMORY, INC.
VMEM
$834K ﹤0.01%
+43,509
New +$826K
ITGR icon
2939
CALL
Integer Holdings
ITGR
$4.26B
$833K ﹤0.01%
18,539
-10,970
-37% -$480K
LEE icon
2940
Lee Enterprises
LEE
$189M
$831K ﹤0.01%
22,595
-20
-0.1% -$699
OPCH icon
2941
Option Care Health
OPCH
$3.54B
$831K ﹤0.01%
29,725
+14,812
+99% +$367K
FET icon
2942
PUT
Forum Energy Technologies
FET
$861M
$829K ﹤0.01%
+2,000
New +$987K
CHRD icon
2943
CALL
Chord Energy
CHRD
$7.7B
$827K ﹤0.01%
50,000
+17,200
+52% +$426K
PTLA
2944
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$825K ﹤0.01%
29,109
+13,582
+87% +$378K
SHOS
2945
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$825K ﹤0.01%
62,710
+33,017
+111% +$457K
PWE
2946
DELISTED
Penn West Energy Petroleum Ltd
PWE
$822K ﹤0.01%
393,000
-411,105
-51% -$1.62M
LLTC
2947
DELISTED
Linear Technology Corp
LLTC
$821K ﹤0.01%
17,998
-18,178
-50% -$791K
TREX icon
2948
Trex
TREX
$4.77B
$820K ﹤0.01%
+77,024
New +$767K
MAGN
2949
Magnera Corp
MAGN
$454M
$817K ﹤0.01%
2,457
-629
-20% -$203K
SN
2950
CALL
DELISTED
Sanchez Energy Corporation
SN
$813K ﹤0.01%
87,500
+47,500
+119% +$711K
116 117
118
119 120

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.