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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AORT icon
2926
Artivion
AORT
$1.33B
$844K ﹤0.01%
85,461
-50,738
-37% -$499K
SRPT icon
2927
PUT
Sarepta Therapeutics
SRPT
$2.06B
$844K ﹤0.01%
40,000
+29,200
+270% +$659K
AOI
2928
DELISTED
Alliance One International
AOI
$844K ﹤0.01%
42,860
-305
-0.7% -$6.93K
NXH
2929
PUT
Neighborhood Intelligence Inc
NXH
$383M
$843K ﹤0.01%
66,550
-9,051
-12% -$114K
TAT
2930
DELISTED
TransAtlantic Petroleum LTD.
TAT
$843K ﹤0.01%
93,830
+44,105
+89% +$469K
RHT
2931
CALL
DELISTED
Red Hat Inc
RHT
$842K ﹤0.01%
+15,000
New +$875K
SWI
2932
PUT
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$841K ﹤0.01%
20,000
– –
AU icon
2933
CALL
AngloGold Ashanti
AU
$59.7B
$840K ﹤0.01%
70,000
– –
GPRE icon
2934
Green Plains
GPRE
$1.04B
$840K ﹤0.01%
+22,462
New +$897K
MZTI
2935
The Marzetti Company
MZTI
$3.1B
$840K ﹤0.01%
9,850
+3,975
+68% +$357K
HSIC icon
2936
CALL
Henry Schein
HSIC
$10.1B
$839K ﹤0.01%
18,360
– –
LCII icon
2937
LCI Industries
LCII
$2.5B
$839K ﹤0.01%
19,875
+1,567
+9% +$71K
BEAV
2938
PUT
DELISTED
B/E Aerospace Inc
BEAV
$839K ﹤0.01%
13,810
– –
STNR
2939
DELISTED
STEINER LEISURE LTD
STNR
$837K ﹤0.01%
22,276
+6,927
+45% +$282K
Y
2940
PUT
DELISTED
Alleghany Corp
Y
$836K ﹤0.01%
2,000
– –
KND
2941
DELISTED
Kindred Healthcare
KND
$836K ﹤0.01%
43,086
+28,776
+201% +$627K
FL
2942
DELISTED
Foot Locker
FL
$835K ﹤0.01%
+15,000
New +$789K
GSIG
2943
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$835K ﹤0.01%
72,661
-21,514
-23% -$262K
SQNM
2944
DELISTED
SEQUENOM INC NEW
SQNM
$833K ﹤0.01%
280,405
-424,121
-60% -$1.55M
TROW icon
2945
PUT
T. Rowe Price
TROW
$24B
$831K ﹤0.01%
10,600
– –
DHC
2946
Diversified Healthcare Trust
DHC
$1.95B
$828K ﹤0.01%
+39,943
New +$905K
FIBK icon
2947
First Interstate BancSystem
FIBK
$3.55B
$828K ﹤0.01%
31,185
+8,397
+37% +$225K
EXPD icon
2948
Expeditors International
EXPD
$24.7B
$825K ﹤0.01%
20,314
-32,850
-62% -$1.4M
KALU icon
2949
Kaiser Aluminum
KALU
$2.54B
$823K ﹤0.01%
10,800
– –
LUMO
2950
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$822K ﹤0.01%
4,263
-1,217
-22% -$268K
116 117
118
119 120

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.