We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$1.7B
Cap. Flow %
2.32%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Technology 7.17%
3 Consumer Discretionary 7.02%
4 Healthcare 6.66%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRF
2926
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.28M ﹤0.01%
+48,655
New +$983K
VWTR
2927
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1.28M ﹤0.01%
55,381
+8,426
+18% +$197K
CALL
2928
DELISTED
magicJack VocalTec Ltd
CALL
$1.28M ﹤0.01%
107,423
+69,814
+186% +$864K
CHRD icon
2929
CALL
Chord Energy
CHRD
$7.67B
$1.28M ﹤0.01%
27,200
+15,700
+137% +$780K
WWE
2930
PUT
DELISTED
World Wrestling Entertainment
WWE
$1.27M ﹤0.01%
+76,900
New +$1.02M
XLB icon
2931
State Street Materials Select Sector SPDR ETF
XLB
$8.9B
$1.27M ﹤0.01%
55,000
– –
AWR icon
2932
CALL
American States Water
AWR
$3.56B
$1.27M ﹤0.01%
44,200
-19,600
-31% -$552K
FARO
2933
PUT
DELISTED
Faro Technologies
FARO
$1.26M ﹤0.01%
+21,700
New +$1.08M
RAD
2934
CALL
DELISTED
Rite Aid Corporation
RAD
$1.26M ﹤0.01%
12,500
+10,000
+400% +$1.06M
DCM
2935
DELISTED
NTT DOCOMO, Inc.
DCM
$1.26M ﹤0.01%
76,601
+49,569
+183% +$794K
JBTM
2936
JBT Marel
JBTM
$6.22B
$1.26M ﹤0.01%
43,083
-86,167
-67% -$2.39M
OSUR icon
2937
OraSure Technologies
OSUR
$256M
$1.26M ﹤0.01%
200,760
-32,628
-14% -$205K
HMN icon
2938
PUT
Horace Mann Educators
HMN
$2.08B
$1.26M ﹤0.01%
40,000
+20,000
+100% +$592K
MDGL icon
2939
Madrigal Pharmaceuticals
MDGL
$12.5B
$1.26M ﹤0.01%
6,878
-1,268
-16% -$232K
J icon
2940
CALL
Jacobs Solutions
J
$17.7B
$1.26M ﹤0.01%
24,179
-21,036
-47% -$1.04M
KW
2941
DELISTED
Kennedy-Wilson Holdings
KW
$1.26M ﹤0.01%
56,650
-119,215
-68% -$2.4M
TFCFA
2942
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.26M ﹤0.01%
35,800
– –
TXI
2943
DELISTED
TEXAS INDUSTRIES INC
TXI
$1.26M ﹤0.01%
18,310
-43,842
-71% -$2.58M
WPC icon
2944
CALL
W.P. Carey
WPC
$16.2B
$1.26M ﹤0.01%
20,931
– –
ASEI
2945
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$1.26M ﹤0.01%
17,485
+3,688
+27% +$247K
OKE icon
2946
PUT
Oneok
OKE
$59.8B
$1.26M ﹤0.01%
23,072
– –
KMX icon
2947
CALL
CarMax
KMX
$9.06B
$1.25M ﹤0.01%
26,700
+4,000
+18% +$196K
OLP
2948
One Liberty Properties
OLP
$530M
$1.25M ﹤0.01%
62,203
-1,071
-2% -$22.1K
LDOS icon
2949
Leidos
LDOS
$17.2B
$1.25M ﹤0.01%
+26,913
New +$1.24M
PPLI
2950
CALL
People Inc
PPLI
$2.92B
$1.25M ﹤0.01%
+101,836
New +$1.05M
116 117
118
119 120

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.