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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNKN
2901
PUT
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$794K ﹤0.01%
10,000
– –
CUBI icon
2902
Customers Bancorp
CUBI
$2.64B
$792K ﹤0.01%
38,197
-19,568
-34% -$388K
NDLS icon
2903
Noodles & Co
NDLS
$92.5M
$792K ﹤0.01%
17,495
-25,812
-60% -$1.39M
TLRD
2904
PUT
DELISTED
Tailored Brands, Inc.
TLRD
$792K ﹤0.01%
180,000
– –
RGA icon
2905
Reinsurance Group of America
RGA
$16B
$790K ﹤0.01%
4,939
-608
-11% -$94.3K
TBPH icon
2906
PUT
Theravance Biopharma
TBPH
$884M
$789K ﹤0.01%
40,500
– –
NHTC icon
2907
Natural Health Trends
NHTC
$15.1M
$788K ﹤0.01%
111,357
+24,192
+28% +$177K
WPM icon
2908
PUT
Wheaton Precious Metals
WPM
$74.4B
$787K ﹤0.01%
30,000
– –
FIZZ icon
2909
PUT
National Beverage
FIZZ
$3.12B
$785K ﹤0.01%
35,400
+3,200
+10% +$69.1K
CTB
2910
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$784K ﹤0.01%
+30,000
New +$797K
CNR
2911
CALL
Core Natural Resources Inc
CNR
$4.81B
$782K ﹤0.01%
+50,000
New +$979K
RTL
2912
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$782K ﹤0.01%
56,007
-2,358
-4% -$28.7K
TCX icon
2913
CALL
Tucows
TCX
$101M
$780K ﹤0.01%
14,400
-21,900
-60% -$1.14M
TRST
2914
Trustco Bank Corp NY
TRST
$969M
$780K ﹤0.01%
19,152
-7,231
-27% -$287K
FCRD
2915
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$780K ﹤0.01%
114,586
-36,030
-24% -$241K
CRHM
2916
DELISTED
CRH Medical Corporation
CRHM
$780K ﹤0.01%
254,000
+60,700
+31% +$180K
FORM icon
2917
FormFactor
FORM
$8.42B
$779K ﹤0.01%
41,788
-60,192
-59% -$1.03M
CMTL icon
2918
Comtech Telecommunications
CMTL
$53M
$778K ﹤0.01%
23,946
+68
+0.3% +$1.94K
WLL
2919
DELISTED
Whiting Petroleum Corporation
WLL
$778K ﹤0.01%
1,292
+1,064
+467% +$902K
HAYN
2920
DELISTED
Haynes International, Inc.
HAYN
$777K ﹤0.01%
21,678
+2,461
+13% +$77.9K
BHF icon
2921
PUT
Brighthouse Financial
BHF
$2.98B
$773K ﹤0.01%
19,100
– –
ACRE
2922
Ares Commercial Real Estate
ACRE
$262M
$772K ﹤0.01%
50,690
+25,969
+105% +$396K
ASH icon
2923
CALL
Ashland
ASH
$3.38B
$771K ﹤0.01%
10,000
– –
HAS icon
2924
PUT
Hasbro
HAS
$13.6B
$771K ﹤0.01%
+6,500
New +$740K
TSEM icon
2925
PUT
Tower Semiconductor
TSEM
$24B
$770K ﹤0.01%
40,000
– –
115 116
117
118 119

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.