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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSS
2901
DELISTED
Golden Star Resources Ltd.
GSS
$434K ﹤0.01%
+116,411
New +$461K
BLKB icon
2902
Blackbaud
BLKB
$2.18B
$433K ﹤0.01%
6,764
-8,319
-55% -$532K
MFA
2903
MFA Financial
MFA
$904M
$433K ﹤0.01%
14,188
-13,997
-50% -$420K
SILC icon
2904
Silicom
SILC
$240M
$433K ﹤0.01%
10,545
-9,766
-48% -$382K
AVID
2905
DELISTED
Avid Technology Inc
AVID
$431K ﹤0.01%
97,920
-41,112
-30% -$229K
MYE icon
2906
Myers Industries
MYE
$1.26B
$430K ﹤0.01%
30,058
+2,456
+9% +$33.3K
WSBC icon
2907
WesBanco
WSBC
$3.91B
$430K ﹤0.01%
+9,997
New +$374K
HSIC icon
2908
Henry Schein
HSIC
$9.98B
$429K ﹤0.01%
7,211
+2,629
+57% +$159K
CUDA
2909
CALL
DELISTED
Barracuda Networks, Inc.
CUDA
$429K ﹤0.01%
+20,000
New +$467K
IDTI
2910
DELISTED
Integrated Device Technology I
IDTI
$428K ﹤0.01%
18,162
+3,552
+24% +$81.9K
ANF icon
2911
CALL
Abercrombie & Fitch
ANF
$4.99B
$427K ﹤0.01%
35,600
-23,000
-39% -$342K
MCRI icon
2912
Monarch Casino & Resort
MCRI
$2.23B
$427K ﹤0.01%
16,568
+1,722
+12% +$42.7K
WINA icon
2913
Winmark
WINA
$1.26B
$426K ﹤0.01%
3,380
– –
CZR
2914
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$425K ﹤0.01%
50,000
– –
AEM icon
2915
Agnico Eagle Mines
AEM
$110B
$424K ﹤0.01%
10,093
-145,909
-94% -$6.45M
PBCT
2916
DELISTED
People's United Financial Inc
PBCT
$423K ﹤0.01%
+21,862
New +$386K
DYN
2917
PUT
DELISTED
Dynegy, Inc.
DYN
$423K ﹤0.01%
50,000
– –
UHAL icon
2918
U-Haul Holding Co
UHAL
$13.8B
$422K ﹤0.01%
11,410
-6,000
-34% -$206K
AREX
2919
DELISTED
Approach Resources Inc.
AREX
$422K ﹤0.01%
125,890
+19,609
+18% +$63.9K
SCAI
2920
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$422K ﹤0.01%
9,115
-14,098
-61% -$629K
IDT icon
2921
IDT Corp
IDT
$1.7B
$420K ﹤0.01%
+26,752
New +$430K
HAPN
2922
CALL
Happen Inc
HAPN
$2.11B
$420K ﹤0.01%
16,000
– –
FLXN
2923
DELISTED
Flexion Therapeutics, Inc.
FLXN
$420K ﹤0.01%
+22,100
New +$422K
KLREW
2924
DELISTED
KLR Energy Acquisition Corp.
KLREW
$420K ﹤0.01%
300,100
– –
TRR
2925
DELISTED
Trc Companies
TRR
$418K ﹤0.01%
39,411
+3,322
+9% +$30.9K
115 116
117
118 119

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.