David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HSKA
2901
DELISTED
Heska Corp
HSKA
| $378K | ﹤0.01% |
6,940
-13,541
| -66% | -$668K |
|
|
GOOD
2902
Gladstone Commercial Corp
GOOD
$638M
| $377K | ﹤0.01% |
20,228
+8,449
| +72% | +$152K |
|
2903
Repligen
RGEN
$10.2B
| $377K | ﹤0.01% |
+12,474
| New | +$376K |
|
|
MDCO
2904
CALL
DELISTED
Medicines Co
MDCO
| $377K | ﹤0.01% |
+10,000
| New | +$377K |
|
|
NAVB
2905
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
| $377K | ﹤0.01% |
20,611
-3,889
| -16% | -$49.2K |
|
|
CBK
2906
DELISTED
Christopher & Banks Corporation
CBK
| $377K | ﹤0.01% |
260,137
-57,068
| -18% | -$103K |
|
|
DEA
2907
Easterly Government Properties
DEA
$1.18B
| $375K | ﹤0.01% |
7,868
-26,508
| -77% | -$1.3M |
|
2908
Unifirst Corp
UNF
$5.28B
| $375K | ﹤0.01% |
2,843
-19,829
| -87% | -$2.44M |
|
2909
PUT
ICICI Bank
IBN
$106B
| $374K | ﹤0.01% |
55,000
| – | – |
|
2910
Monarch Casino & Resort
MCRI
$2.23B
| $374K | ﹤0.01% |
14,846
+2,310
| +18% | +$54.2K |
|
|
VRN
2911
DELISTED
Veren
VRN
| $374K | ﹤0.01% |
28,321
-53,900
| -66% | -$804K |
|
2912
Destination XL Group
DXLG
$35.2M
| $373K | ﹤0.01% |
86,149
-15,285
| -15% | -$74.5K |
|
2913
PUT
Ingredion
INGR
$6.69B
| $373K | ﹤0.01% |
+2,800
| New | +$374K |
|
2914
Provident Financial Services
PFS
$3.07B
| $373K | ﹤0.01% |
17,584
-1,576
| -8% | -$32.5K |
|
|
MORE
2915
DELISTED
Monogram Residential Trust, Inc.
MORE
| $373K | ﹤0.01% |
35,102
-59,519
| -63% | -$619K |
|
|
ORBC
2916
DELISTED
ORBCOMM, Inc.
ORBC
| $373K | ﹤0.01% |
36,361
+14,957
| +70% | +$153K |
|
|
CZR
2917
CALL
DELISTED
Caesars Entertainment Corporation
CZR
| $373K | ﹤0.01% |
50,000
| – | – |
|
2918
Park-Ohio Holdings
PKOH
$649M
| $372K | ﹤0.01% |
+10,218
| New | +$340K |
|
2919
Wabtec
WAB
$50.3B
| $372K | ﹤0.01% |
4,554
-27,325
| -86% | -$2.01M |
|
2920
Ardmore Shipping
ASC
$746M
| $371K | ﹤0.01% |
52,728
+24,145
| +84% | +$177K |
|
2921
Encore Capital Group
ECPG
$2.19B
| $370K | ﹤0.01% |
16,458
-79,102
| -83% | -$1.78M |
|
|
QUNR
2922
DELISTED
Qunar Cayman Islands Limited
QUNR
| $370K | ﹤0.01% |
+12,750
| New | +$376K |
|
|
FBNK
2923
DELISTED
First Connecticut Bancorp, Inc
FBNK
| $368K | ﹤0.01% |
20,699
+264
| +1% | +$4.5K |
|
2924
PUT
Nabors Industries
NBR
$1.31B
| $365K | ﹤0.01% |
600
| – | – |
|
|
NXRT
2925
NexPoint Residential Trust
NXRT
$631M
| $365K | ﹤0.01% |
18,563
-24,841
| -57% | -$495K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.