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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$343M
Cap. Flow %
0.44%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNG icon
2901
RingCentral
RNG
$5.52B
$868K ﹤0.01%
68,284
+52,273
+326% +$720K
XONE
2902
CALL
DELISTED
The ExOne Company
XONE
$867K ﹤0.01%
41,500
-22,400
-35% -$684K
SAVE
2903
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$864K ﹤0.01%
12,500
-7,500
-38% -$514K
ZEUS
2904
DELISTED
Olympic Steel
ZEUS
$862K ﹤0.01%
41,897
+8,978
+27% +$208K
NDLS icon
2905
Noodles & Co
NDLS
$86.7M
$861K ﹤0.01%
5,606
+87
+2% +$16.8K
BIG
2906
CALL
DELISTED
Big Lots, Inc.
BIG
$861K ﹤0.01%
20,000
+10,000
+100% +$455K
DRYS
2907
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
KWR icon
2908
PUT
Quaker Houghton
KWR
$2.83B
$860K ﹤0.01%
12,000
– –
RDS.A
2909
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$860K ﹤0.01%
12,098
– –
REXX
2910
CALL
DELISTED
Rex Energy Corporation
REXX
$860K ﹤0.01%
+6,790
New +$997K
IL
2911
DELISTED
IntraLinks Holdings Inc.
IL
$857K ﹤0.01%
105,754
+47,221
+81% +$397K
BDSI
2912
PUT
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$855K ﹤0.01%
+50,000
New +$726K
VRTX icon
2913
CALL
Vertex Pharmaceuticals
VRTX
$139B
$854K ﹤0.01%
7,600
-12,500
-62% -$1.19M
REXX
2914
DELISTED
Rex Energy Corporation
REXX
$854K ﹤0.01%
6,742
-21,440
-76% -$3.15M
MZTI
2915
PUT
The Marzetti Company
MZTI
$3.1B
$853K ﹤0.01%
10,000
-1,400
-12% -$126K
LFUS icon
2916
PUT
Littelfuse
LFUS
$10.6B
$852K ﹤0.01%
10,000
-16,100
-62% -$1.47M
ARNA
2917
DELISTED
Arena Pharmaceuticals Inc
ARNA
$851K ﹤0.01%
20,310
-29,981
-60% -$1.34M
WCG
2918
DELISTED
Wellcare Health Plans, Inc.
WCG
$851K ﹤0.01%
+14,100
New +$935K
EIX icon
2919
PUT
Edison International
EIX
$28.7B
$850K ﹤0.01%
15,200
– –
TRP icon
2920
TC Energy
TRP
$65.5B
$850K ﹤0.01%
+16,500
New +$852K
OSG
2921
PUT
Octave Specialty Group
OSG
$207M
$849K ﹤0.01%
38,400
+25,900
+207% +$609K
EGP icon
2922
EastGroup Properties
EGP
$10.8B
$849K ﹤0.01%
14,004
+10,873
+347% +$691K
NVDQ
2923
DELISTED
Novadaq Technologies Inc.
NVDQ
$849K ﹤0.01%
66,909
-29,365
-31% -$427K
NXGN
2924
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$847K ﹤0.01%
+61,539
New +$934K
MXIM
2925
CALL
DELISTED
Maxim Integrated Products
MXIM
$847K ﹤0.01%
28,000
– –
115 116
117
118 119

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2014 filing shows 599 new, 1,385 increased, 1,503 reduced and 674 closed positions. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M. The largest sale was FOREST LABORATORIES INC, an estimated $602M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.