David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.3% |
| 2 | Healthcare | 8.21% |
| 3 | Consumer Discretionary | 8.05% |
| 4 | Energy | 7.7% |
| 5 | Technology | 7.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ORB
2901
PUT
DELISTED
ORBITAL SCIENCES CORP
ORB
| $1.12M | ﹤0.01% |
+40,000
| New | +$1.05M |
|
2902
Fortinet
FTNT
$116B
| $1.11M | ﹤0.01% |
253,065
-4,883,165
| -95% | -$21.4M |
|
|
IMPV
2903
CALL
DELISTED
Imperva, Inc.
IMPV
| $1.11M | ﹤0.01% |
+20,000
| New | +$1.15M |
|
|
ENH
2904
PUT
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $1.11M | ﹤0.01% |
20,700
| – | – |
|
2905
Independent Bank Corp
IBCP
$815M
| $1.11M | ﹤0.01% |
+85,699
| New | +$1.11M |
|
2906
Telkom Indonesia
TLK
$14.5B
| $1.11M | ﹤0.01% |
+56,458
| New | +$1.06M |
|
2907
PUT
Cheesecake Factory
CAKE
$5.74B
| $1.11M | ﹤0.01% |
23,300
| – | – |
|
|
CYNO
2908
DELISTED
Cynosure, Inc. Class A
CYNO
| $1.11M | ﹤0.01% |
+37,826
| New | +$1.07M |
|
|
WIBC
2909
DELISTED
WILSHIRE BANCORP INC
WIBC
| $1.11M | ﹤0.01% |
99,778
+24,676
| +33% | +$259K |
|
|
AUY
2910
PUT
DELISTED
Yamana Gold, Inc.
AUY
| $1.11M | ﹤0.01% |
126,000
-70,000
| -36% | -$677K |
|
2911
Vaalco Energy
EGY
$599M
| $1.1M | ﹤0.01% |
129,115
+22,690
| +21% | +$152K |
|
2912
Brinker International
EAT
$10.3B
| $1.1M | ﹤0.01% |
+21,035
| New | +$1.05M |
|
|
AAT
2913
American Assets Trust
AAT
$1.4B
| $1.1M | ﹤0.01% |
32,624
-27,420
| -46% | -$896K |
|
|
SUNE
2914
PUT
DELISTED
SUNEDISON, INC COM
SUNE
| $1.1M | ﹤0.01% |
+58,300
| New | +$971K |
|
2915
CALL
Winnebago Industries
WGO
$871M
| $1.1M | ﹤0.01% |
40,000
-46,600
| -54% | -$1.22M |
|
|
NTRI
2916
DELISTED
NutriSystem, Inc.
NTRI
| $1.09M | ﹤0.01% |
72,441
-38,721
| -35% | -$590K |
|
|
TSRO
2917
DELISTED
TESARO, Inc.
TSRO
| $1.09M | ﹤0.01% |
37,040
+20,196
| +120% | +$636K |
|
2918
China Yuchai International
CYD
$1.49B
| $1.09M | ﹤0.01% |
51,504
+18,691
| +57% | +$404K |
|
2919
CALL
Royal Caribbean
RCL
$77.6B
| $1.09M | ﹤0.01% |
20,000
+10,000
| +100% | +$507K |
|
|
PNX
2920
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
| $1.09M | ﹤0.01% |
21,075
-3,796
| -15% | -$192K |
|
2921
CALL
Fair Isaac
FICO
$24.5B
| $1.09M | ﹤0.01% |
19,700
-15,800
| -45% | -$873K |
|
2922
Manitowoc
MTW
$701M
| $1.09M | ﹤0.01% |
38,242
-76,380
| -67% | -$1.96M |
|
|
ENT
2923
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
| $1.09M | ﹤0.01% |
2,760
+680
| +33% | +$280K |
|
2924
Graphic Packaging
GPK
$3.39B
| $1.09M | ﹤0.01% |
107,051
-369,140
| -78% | -$3.64M |
|
2925
Medifast
MED
$137M
| $1.09M | ﹤0.01% |
+37,375
| New | +$1M |
|
Similar funds
David Shaw's Q1 2014 Portfolio in Review
As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, David Shaw opened a new position in Veren worth $53.3M.
- David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- David Shaw opened 596 new positions and closed 795 in Q1 2014.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.