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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$1.7B
Cap. Flow %
2.32%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Technology 7.17%
3 Consumer Discretionary 7.02%
4 Healthcare 6.66%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEL
2901
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$1.32M ﹤0.01%
+50,000
New +$1.14M
MOV icon
2902
Movado Group
MOV
$781M
$1.32M ﹤0.01%
29,938
+21,803
+268% +$977K
GBCI icon
2903
PUT
Glacier Bancorp
GBCI
$6.14B
$1.31M ﹤0.01%
44,100
– –
SCAI
2904
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$1.31M ﹤0.01%
+37,682
New +$1.15M
SAVE
2905
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$1.31M ﹤0.01%
28,800
-69,800
-71% -$2.97M
CNQ icon
2906
PUT
Canadian Natural Resources
CNQ
$102B
$1.31M ﹤0.01%
79,846
– –
DTV
2907
CALL
DELISTED
DIRECTV COM STK (DE)
DTV
$1.31M ﹤0.01%
18,900
-15,300
-45% -$979K
LUMO
2908
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$1.3M ﹤0.01%
+6,587
New +$1.17M
APAM icon
2909
CALL
Artisan Partners
APAM
$3.09B
$1.3M ﹤0.01%
20,000
-40,100
-67% -$2.39M
BSFT
2910
PUT
DELISTED
BroadSoft, Inc.
BSFT
$1.3M ﹤0.01%
+47,700
New +$1.41M
BF.B icon
2911
Brown-Forman Class B
BF.B
$12.9B
$1.3M ﹤0.01%
53,897
-62
-0.1% -$1.46K
ITT icon
2912
CALL
ITT
ITT
$18.8B
$1.3M ﹤0.01%
30,000
+8,900
+42% +$354K
BKH icon
2913
CALL
Black Hills Corp
BKH
$5.63B
$1.3M ﹤0.01%
24,800
-91,100
-79% -$4.62M
GPN icon
2914
CALL
Global Payments
GPN
$24.6B
$1.3M ﹤0.01%
+40,000
New +$1.21M
GPN icon
2915
PUT
Global Payments
GPN
$24.6B
$1.3M ﹤0.01%
40,000
-11,400
-22% -$345K
AGN
2916
CALL
DELISTED
Allergan Inc
AGN
$1.3M ﹤0.01%
11,700
-27,500
-70% -$2.63M
ARE icon
2917
CALL
Alexandria Real Estate Equities
ARE
$9.12B
$1.3M ﹤0.01%
20,400
– –
MDU icon
2918
MDU Resources
MDU
$4.27B
$1.29M ﹤0.01%
111,420
+39,761
+55% +$448K
HTS
2919
CALL
DELISTED
HATTERAS FINANCIAL CORP
HTS
$1.29M ﹤0.01%
+79,200
New +$1.38M
ALNY icon
2920
PUT
Alnylam Pharmaceuticals
ALNY
$32B
$1.29M ﹤0.01%
+20,100
New +$1.2M
IWM icon
2921
iShares Russell 2000 ETF
IWM
$81.6B
$1.29M ﹤0.01%
11,211
-70,496
-86% -$7.79M
MRSH
2922
CALL
Marsh
MRSH
$92.2B
$1.29M ﹤0.01%
26,700
-5,500
-17% -$255K
AU icon
2923
CALL
AngloGold Ashanti
AU
$59.7B
$1.29M ﹤0.01%
110,000
– –
MERC icon
2924
Mercer International
MERC
$27.7M
$1.29M ﹤0.01%
128,972
-6,931
-5% -$61.8K
CYOU
2925
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$1.28M ﹤0.01%
40,087
-21,865
-35% -$690K
115 116
117
118 119

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.