David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RRTS
2876
CALL
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
| $399K | ﹤0.01% |
2,000
| – | – |
|
2877
Clearway Energy Class C
CWEN
$6.63B
| $398K | ﹤0.01% |
23,488
-39,274
| -63% | -$674K |
|
2878
Encompass Health
EHC
$11.9B
| $396K | ﹤0.01% |
12,283
-93,314
| -88% | -$3.02M |
|
2879
Toyota
TM
$229B
| $395K | ﹤0.01% |
3,400
-34,267
| -91% | -$3.92M |
|
|
RAI
2880
DELISTED
Reynolds American Inc
RAI
| $394K | ﹤0.01% |
8,358
-204,592
| -96% | -$10.3M |
|
2881
CALL
Targa Resources
TRGP
$63.1B
| $393K | ﹤0.01% |
8,000
-88,800
| -92% | -$3.86M |
|
|
LL
2882
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
| $393K | ﹤0.01% |
+20,000
| New | +$328K |
|
|
MB
2883
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
| $393K | ﹤0.01% |
+20,000
| New | +$350K |
|
2884
Northern Trust
NTRS
$34.2B
| $392K | ﹤0.01% |
5,770
-80,749
| -93% | -$5.49M |
|
2885
Camden National
CAC
$961M
| $390K | ﹤0.01% |
12,239
+2,082
| +20% | +$63.1K |
|
|
TREC
2886
DELISTED
Trecora Resources
TREC
| $390K | ﹤0.01% |
34,179
-897
| -3% | -$9.89K |
|
2887
Skywest
SKYW
$3.95B
| $388K | ﹤0.01% |
14,703
-20,750
| -59% | -$576K |
|
2888
Helios Technologies
HLIO
$2.44B
| $387K | ﹤0.01% |
12,008
-737
| -6% | -$22.3K |
|
|
QIWI
2889
DELISTED
QIWI PLC
QIWI
| $387K | ﹤0.01% |
26,431
-8,900
| -25% | -$121K |
|
|
BRS
2890
DELISTED
Bristow Group, Inc.
BRS
| $384K | ﹤0.01% |
+27,398
| New | +$328K |
|
2891
Ingevity
NGVT
$2.37B
| $383K | ﹤0.01% |
8,306
-30,803
| -79% | -$1.3M |
|
|
AET
2892
DELISTED
Aetna Inc
AET
| $383K | ﹤0.01% |
3,314
-12,590
| -79% | -$1.48M |
|
|
ALEX
2893
DELISTED
Alexander & Baldwin
ALEX
| $381K | ﹤0.01% |
9,912
-20,698
| -68% | -$810K |
|
|
INFI
2894
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $381K | ﹤0.01% |
243,767
+15,152
| +7% | +$23.3K |
|
2895
Fox Factory Holding Corp
FOXF
$910M
| $380K | ﹤0.01% |
16,529
-12,476
| -43% | -$246K |
|
|
GI
2896
DELISTED
EndoChoice Holdings, Inc.
GI
| $380K | ﹤0.01% |
47,560
+74
| +0.2% | +$347 |
|
|
SPIL
2897
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
| $379K | ﹤0.01% |
51,252
+13,111
| +34% | +$97.7K |
|
|
CPN
2898
PUT
DELISTED
Calpine Corporation
CPN
| $379K | ﹤0.01% |
+30,000
| New | +$404K |
|
2899
Rexford Industrial Realty
REXR
$8.4B
| $378K | ﹤0.01% |
16,514
-156,107
| -90% | -$3.46M |
|
2900
Vipshop
VIPS
$6.88B
| $378K | ﹤0.01% |
+25,800
| New | +$363K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.