David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.49% |
| 2 | Technology | 7.17% |
| 3 | Consumer Discretionary | 7.02% |
| 4 | Healthcare | 6.66% |
| 5 | Communication Services | 6.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2876
PUT
Zillow
ZG
$8.09B
| $1.35M | ﹤0.01% |
49,500
-42,900
| -46% | -$1.13M |
|
2877
PUT
Extra Space Storage
EXR
$30.4B
| $1.35M | ﹤0.01% |
32,000
-19,000
| -37% | -$838K |
|
2878
CALL
TD Synnex
SNX
$20.4B
| $1.35M | ﹤0.01% |
40,000
-53,400
| -57% | -$1.7M |
|
|
ININ
2879
CALL
DELISTED
Interactive Intelligence Group, inc.
ININ
| $1.35M | ﹤0.01% |
20,000
+9,000
| +82% | +$577K |
|
2880
CALL
BlackBerry
BB
$4.57B
| $1.34M | ﹤0.01% |
180,600
-70,500
| -28% | -$498K |
|
2881
CALL
Southwest Airlines
LUV
$19.9B
| $1.34M | ﹤0.01% |
+71,400
| New | +$1.25M |
|
2882
CALL
G-III Apparel Group
GIII
$1.41B
| $1.34M | ﹤0.01% |
+36,400
| New | +$1.09M |
|
|
MODN
2883
DELISTED
MODEL N, INC.
MODN
| $1.34M | ﹤0.01% |
+113,949
| New | +$1.07M |
|
|
ESI
2884
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
| $1.34M | ﹤0.01% |
+40,000
| New | +$1.44M |
|
|
ANN
2885
DELISTED
ANN INC
ANN
| $1.34M | ﹤0.01% |
36,712
+14,563
| +66% | +$516K |
|
2886
CALL
Assurant
AIZ
$14.2B
| $1.34M | ﹤0.01% |
+20,200
| New | +$1.24M |
|
2887
CALL
EPAM Systems
EPAM
$5.64B
| $1.33M | ﹤0.01% |
38,200
| – | – |
|
|
CVO
2888
DELISTED
Cenevo, Inc.
CVO
| $1.33M | ﹤0.01% |
48,484
-6,504
| -12% | -$166K |
|
|
CAB
2889
PUT
DELISTED
Cabela's Inc
CAB
| $1.33M | ﹤0.01% |
20,000
-100,000
| -83% | -$6.22M |
|
|
MASI
2890
DELISTED
Masimo
MASI
| $1.33M | ﹤0.01% |
45,573
-6,970
| -13% | -$195K |
|
|
PX
2891
DELISTED
Praxair Inc
PX
| $1.33M | ﹤0.01% |
10,217
-144,438
| -93% | -$18M |
|
|
CEC
2892
PUT
DELISTED
CEC ENTERTAINMENT INC
CEC
| $1.33M | ﹤0.01% |
+30,000
| New | +$1.36M |
|
|
ALE
2893
DELISTED
Allete
ALE
| $1.33M | ﹤0.01% |
26,603
-2,205
| -8% | -$109K |
|
2894
PUT
Church & Dwight Co
CHD
$24.4B
| $1.33M | ﹤0.01% |
40,000
-138,800
| -78% | -$4.47M |
|
|
LABL
2895
DELISTED
Multi-Color Corp
LABL
| $1.32M | ﹤0.01% |
35,105
+5,219
| +17% | +$188K |
|
2896
La-Z-Boy
LZB
$1.3B
| $1.32M | ﹤0.01% |
42,708
+14,196
| +50% | +$367K |
|
2897
Integer Holdings
ITGR
$4.26B
| $1.32M | ﹤0.01% |
32,796
+2,533
| +8% | +$89.2K |
|
|
TFCF
2898
PUT
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $1.32M | ﹤0.01% |
38,200
| – | – |
|
2899
Casey's General Stores
CASY
$29.9B
| $1.32M | ﹤0.01% |
18,813
-42,431
| -69% | -$3.11M |
|
|
WW
2900
DELISTED
WW International
WW
| $1.32M | ﹤0.01% |
+40,059
| New | +$1.4M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.