We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
2851
CALL
CRISPR Therapeutics
CRSP
$5.86B
$836K ﹤0.01%
10,000
– –
IFF icon
2852
CALL
International Flavors & Fragrances
IFF
$22.1B
$833K ﹤0.01%
+6,800
New +$846K
TRST
2853
Trustco Bank Corp NY
TRST
$971M
$833K ﹤0.01%
31,897
+4,401
+16% +$128K
GSBC icon
2854
Great Southern Bancorp
GSBC
$856M
$832K ﹤0.01%
22,981
-2,825
-11% -$107K
HBAN icon
2855
PUT
Huntington Bancshares
HBAN
$34.2B
$830K ﹤0.01%
90,500
– –
ICPT
2856
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$829K ﹤0.01%
20,000
– –
NGHC
2857
DELISTED
National General Holdings Corp
NGHC
$828K ﹤0.01%
24,546
-289,746
-92% -$9.6M
PNTG icon
2858
Pennant Group
PNTG
$1.33B
$822K ﹤0.01%
+21,307
New +$653K
COHU icon
2859
Cohu
COHU
$2.42B
$818K ﹤0.01%
47,630
-17,669
-27% -$309K
CRAI icon
2860
CRA International
CRAI
$1.08B
$817K ﹤0.01%
21,802
-226
-1% -$9.35K
NKE icon
2861
CALL
Nike
NKE
$58.9B
$816K ﹤0.01%
6,500
– –
RPAI
2862
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$815K ﹤0.01%
140,321
-944,299
-87% -$6.07M
SFIX
2863
PUT
Stitch Fix
SFIX
$431M
$814K ﹤0.01%
30,000
– –
HELE icon
2864
CALL
Helen of Troy
HELE
$658M
$813K ﹤0.01%
4,200
– –
ZEUS
2865
DELISTED
Olympic Steel
ZEUS
$809K ﹤0.01%
71,193
-7,887
-10% -$87.4K
ZTO icon
2866
ZTO Express
ZTO
$16.2B
$807K ﹤0.01%
26,965
+867
+3% +$29.6K
GWPH
2867
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$807K ﹤0.01%
8,287
-3,188
-28% -$367K
BLD
2868
DELISTED
TopBuild
BLD
$806K ﹤0.01%
4,720
-671
-12% -$96.4K
FISI icon
2869
Financial Institutions
FISI
$801M
$803K ﹤0.01%
52,166
-2,450
-4% -$40.2K
TRI icon
2870
PUT
Thomson Reuters
TRI
$45.3B
$798K ﹤0.01%
9,491
– –
IIIV icon
2871
i3 Verticals
IIIV
$303M
$797K ﹤0.01%
31,578
+4,596
+17% +$123K
SWBI icon
2872
Smith & Wesson
SWBI
$607M
$797K ﹤0.01%
51,379
-299,242
-85% -$5.29M
RVNC
2873
DELISTED
Revance Therapeutics, Inc.
RVNC
$794K ﹤0.01%
31,584
+20,473
+184% +$537K
MSA icon
2874
Mine Safety
MSA
$7.23B
$790K ﹤0.01%
5,890
-29,898
-84% -$3.66M
ORN icon
2875
Orion Group Holdings
ORN
$369M
$790K ﹤0.01%
287,412
-125,223
-30% -$358K
113 114
115
116 117

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.