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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+2.57%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$70.1B
AUM Growth
-$3.23B
Cap. Flow
-$4.59B
Cap. Flow %
-6.55%
Top 10 Hldgs %
10.04%
Holding
5,020
New
596
Increased
1,359
Reduced
1,925
Closed
795

Top Buys

Rank Stock Value
1
LBTYK icon
Liberty Global Class C
LBTYK
+$404M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$361M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
4
PG icon
Procter & Gamble
PG
+$313M
5
NFLX icon
Netflix
NFLX
+$286M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
BAC icon
Bank of America
BAC
+$405M
3
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$236M
4
C icon
Citigroup
C
+$219M
5
SLB icon
SLB Ltd
SLB
+$184M

Sector Composition

Rank Sector Weight
1 Communication Services 9.3%
2 Healthcare 8.21%
3 Consumer Discretionary 8.05%
4 Energy 7.7%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
2851
CALL
Eli Lilly
LLY
$1.06T
$1.18M ﹤0.01%
20,000
-483,300
-96% -$27M
TBHC
2852
CALL
DELISTED
The Brand House Collective
TBHC
$1.18M ﹤0.01%
63,600
– –
CBT icon
2853
Cabot Corp
CBT
$4.37B
$1.17M ﹤0.01%
+19,798
New +$1.04M
HOLX
2854
DELISTED
Hologic
HOLX
$1.17M ﹤0.01%
54,378
+39,886
+275% +$861K
GATX icon
2855
CALL
GATX Corp
GATX
$6.3B
$1.17M ﹤0.01%
17,200
– –
PEI
2856
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1.17M ﹤0.01%
4,315
-5,189
-55% -$1.44M
TRMB icon
2857
CALL
Trimble
TRMB
$13.9B
$1.17M ﹤0.01%
+30,000
New +$1.08M
ZAGG
2858
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$1.17M ﹤0.01%
252,474
+68,880
+38% +$300K
MKTO
2859
DELISTED
MARKETO INC COM STK (DE)
MKTO
$1.17M ﹤0.01%
35,672
-13,137
-27% -$521K
CFR icon
2860
CALL
Cullen/Frost Bankers
CFR
$10.1B
$1.16M ﹤0.01%
15,000
-3,900
-21% -$291K
WY icon
2861
CALL
Weyerhaeuser
WY
$17.4B
$1.16M ﹤0.01%
39,600
– –
STRZA
2862
PUT
DELISTED
Starz - Series A
STRZA
$1.16M ﹤0.01%
36,000
– –
CENTA icon
2863
Central Garden & Pet Co Class A
CENTA
$2.39B
$1.16M ﹤0.01%
175,113
-8,298
-5% -$47K
RAMP icon
2864
PUT
LiveRamp
RAMP
$2.29B
$1.16M ﹤0.01%
33,700
– –
IWM icon
2865
iShares Russell 2000 ETF
IWM
$81.6B
$1.15M ﹤0.01%
9,911
-1,300
-12% -$150K
FRGI
2866
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1.15M ﹤0.01%
25,287
+2,038
+9% +$95.9K
BIO icon
2867
Bio-Rad Laboratories Class A
BIO
$10.4B
$1.15M ﹤0.01%
8,984
-31,676
-78% -$4.06M
FARO
2868
PUT
DELISTED
Faro Technologies
FARO
$1.15M ﹤0.01%
21,700
– –
SGMO
2869
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1.15M ﹤0.01%
+63,600
New +$1.23M
PFPT
2870
DELISTED
Proofpoint, Inc.
PFPT
$1.15M ﹤0.01%
31,022
-2,166
-7% -$84.7K
GEN icon
2871
Gen Digital
GEN
$17.7B
$1.15M ﹤0.01%
57,527
-14,000
-20% -$300K
CTXS
2872
CALL
DELISTED
Citrix Systems Inc
CTXS
$1.15M ﹤0.01%
25,116
-23,358
-48% -$1.1M
LNW
2873
PUT
DELISTED
Light & Wonder
LNW
$1.15M ﹤0.01%
83,600
– –
RBC icon
2874
CALL
RBC Bearings
RBC
$16.3B
$1.15M ﹤0.01%
18,000
-6,000
-25% -$393K
EXPR
2875
DELISTED
Express, Inc.
EXPR
$1.15M ﹤0.01%
3,609
-1,131
-24% -$397K
113 114
115
116 117

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David Shaw's Q1 2014 Portfolio in Review

As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Veren worth $53.3M.

  • David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
  • David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
  • David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
  • David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
  • David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
  • David Shaw opened 596 new positions and closed 795 in Q1 2014.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.