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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$1.7B
Cap. Flow %
2.32%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Technology 7.17%
3 Consumer Discretionary 7.02%
4 Healthcare 6.66%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDLS icon
2851
Noodles & Co
NDLS
$86.7M
$1.39M ﹤0.01%
4,843
+593
+14% +$197K
GHM icon
2852
Graham Corp
GHM
$1.08B
$1.39M ﹤0.01%
38,319
+3,063
+9% +$113K
TTM
2853
PUT
DELISTED
Tata Motors Limited
TTM
$1.39M ﹤0.01%
45,000
– –
BGC
2854
DELISTED
General Cable Corporation
BGC
$1.39M ﹤0.01%
+47,110
New +$1.43M
HCA icon
2855
CALL
HCA Healthcare
HCA
$92.5B
$1.38M ﹤0.01%
+29,000
New +$1.34M
LZB icon
2856
CALL
La-Z-Boy
LZB
$1.3B
$1.38M ﹤0.01%
+44,600
New +$1.15M
ACHN
2857
DELISTED
Achillion Pharmaceuticals
ACHN
$1.38M ﹤0.01%
416,479
+186,775
+81% +$542K
VEDL
2858
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.38M ﹤0.01%
104,965
+60,161
+134% +$738K
GLW icon
2859
CALL
Corning
GLW
$132B
$1.38M ﹤0.01%
77,400
-56,800
-42% -$935K
SM icon
2860
SM Energy
SM
$8.41B
$1.38M ﹤0.01%
+16,594
New +$1.42M
DATA
2861
PUT
DELISTED
Tableau Software, Inc.
DATA
$1.38M ﹤0.01%
20,000
– –
ACO
2862
DELISTED
AMCOL International Corp
ACO
$1.38M ﹤0.01%
+40,537
New +$1.3M
AWH
2863
PUT
DELISTED
Allied World Assurance Co Hld Lt
AWH
$1.38M ﹤0.01%
+36,600
New +$1.32M
CSIQ icon
2864
Canadian Solar
CSIQ
$942M
$1.38M ﹤0.01%
+46,093
New +$1.22M
ARII
2865
PUT
DELISTED
American Railcar Industries, Inc.
ARII
$1.37M ﹤0.01%
+30,000
New +$1.29M
SNTS
2866
PUT
DELISTED
SANTARUS INC
SNTS
$1.37M ﹤0.01%
42,900
– –
PWR icon
2867
Quanta Services
PWR
$92.7B
$1.37M ﹤0.01%
43,391
-261,717
-86% -$7.69M
HTHT icon
2868
Huazhu Hotels Group
HTHT
$15.1B
$1.36M ﹤0.01%
179,076
+76,628
+75% +$464K
MPAA icon
2869
Motorcar Parts of America
MPAA
$217M
$1.36M ﹤0.01%
70,605
+32,261
+84% +$509K
LGND icon
2870
PUT
Ligand Pharmaceuticals
LGND
$5.74B
$1.36M ﹤0.01%
41,518
-58,990
-59% -$1.92M
XRTX
2871
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$1.36M ﹤0.01%
102,487
-62,731
-38% -$671K
NDSN icon
2872
Nordson
NDSN
$18.6B
$1.36M ﹤0.01%
+18,321
New +$1.33M
BOBE
2873
CALL
DELISTED
Bob Evans Farms, Inc.
BOBE
$1.36M ﹤0.01%
+26,900
New +$1.47M
CEC
2874
DELISTED
CEC ENTERTAINMENT INC
CEC
$1.35M ﹤0.01%
30,601
+17,287
+130% +$785K
UGI icon
2875
CALL
UGI
UGI
$8.25B
$1.35M ﹤0.01%
48,900
-22,950
-32% -$619K
113 114
115
116 117

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.