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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.16%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$62.7B
AUM Growth
+$9.54B
Cap. Flow
+$4.08B
Cap. Flow %
6.5%
Top 10 Hldgs %
13.94%
Holding
4,679
New
738
Increased
1,785
Reduced
1,270
Closed
426

Top Buys

Rank Stock Value
1
DELL
DELL INC
DELL
+$528M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$447M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$242M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$233M
5
META icon
Meta Platforms (Facebook)
META
+$209M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$751M
2
PFE icon
Pfizer
PFE
+$320M
3
BMC
BMC SOFTWARE, INC
BMC
+$264M
4
V icon
Visa
V
+$201M
5
MCD icon
McDonald's
MCD
+$161M

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Consumer Discretionary 7%
3 Financials 6.95%
4 Healthcare 6.82%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTDR icon
2851
CALL
Matador Resources
MTDR
$6.87B
$1.2M ﹤0.01%
+73,500
New +$1.09M
TFCFA
2852
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.2M ﹤0.01%
+35,800
New +$1.13M
TTM
2853
PUT
DELISTED
Tata Motors Limited
TTM
$1.2M ﹤0.01%
45,000
– –
CMP icon
2854
Compass Minerals
CMP
$1.04B
$1.19M ﹤0.01%
15,642
+9,242
+144% +$733K
UNM icon
2855
PUT
Unum
UNM
$14.3B
$1.19M ﹤0.01%
39,200
+25,700
+190% +$789K
CSII
2856
DELISTED
Cardiovascular Systems, Inc.
CSII
$1.19M ﹤0.01%
59,480
-42,718
-42% -$889K
RAI
2857
DELISTED
Reynolds American Inc
RAI
$1.19M ﹤0.01%
48,894
-28,532
-37% -$707K
FURX
2858
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$1.19M ﹤0.01%
27,114
-19,834
-42% -$821K
TYPE
2859
PUT
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$1.19M ﹤0.01%
41,600
+1,600
+4% +$41.8K
UGI icon
2860
PUT
UGI
UGI
$8.26B
$1.19M ﹤0.01%
45,450
– –
SAVE
2861
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$1.19M ﹤0.01%
34,600
– –
SHOS
2862
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$1.19M ﹤0.01%
37,381
+12,766
+52% +$491K
SLM icon
2863
PUT
SLM Corp
SLM
$5B
$1.18M ﹤0.01%
132,625
+83,100
+168% +$725K
MNRO icon
2864
Monro
MNRO
$408M
$1.18M ﹤0.01%
25,359
+13,118
+107% +$599K
BRS
2865
DELISTED
Bristow Group, Inc.
BRS
$1.18M ﹤0.01%
16,181
-33,639
-68% -$2.31M
BF.B icon
2866
Brown-Forman Class B
BF.B
$12.9B
$1.18M ﹤0.01%
53,959
+14,621
+37% +$329K
ACGL icon
2867
Arch Capital
ACGL
$34.4B
$1.17M ﹤0.01%
65,091
-106,227
-62% -$1.9M
CVLT icon
2868
Commault Systems
CVLT
$5.5B
$1.17M ﹤0.01%
13,320
-14,817
-53% -$1.24M
WAGE
2869
DELISTED
WageWorks, Inc.
WAGE
$1.17M ﹤0.01%
23,159
-6,170
-21% -$254K
BAGL
2870
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$1.17M ﹤0.01%
67,384
+3,119
+5% +$51.4K
PRKS icon
2871
United Parks & Resorts
PRKS
$1.99B
$1.17M ﹤0.01%
39,333
-190,477
-83% -$6.51M
MTH icon
2872
PUT
Meritage Homes
MTH
$4.75B
$1.16M ﹤0.01%
54,200
-19,200
-26% -$412K
CRS icon
2873
CALL
Carpenter Technology
CRS
$24B
$1.16M ﹤0.01%
+20,000
New +$1.07M
CRS icon
2874
PUT
Carpenter Technology
CRS
$24B
$1.16M ﹤0.01%
+20,000
New +$1.07M
RALY
2875
CALL
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$1.16M ﹤0.01%
+38,800
New +$1.07M
113 114
115
116 117

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David Shaw's Q3 2013 Portfolio in Review

As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Apple, an estimated $751M trimmed.

  • David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
  • David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
  • David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
  • David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
  • David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
  • David Shaw opened 738 new positions and closed 426 in Q3 2013.
  • David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.