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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NG icon
2826
NovaGold Resources
NG
$4.1B
$540K ﹤0.01%
130,964
-154,331
-54% -$667K
SO icon
2827
Southern Company
SO
$104B
$540K ﹤0.01%
10,983
-510,486
-98% -$24.7M
FLR icon
2828
PUT
Fluor
FLR
$6.86B
$539K ﹤0.01%
12,800
+2,800
+28% +$116K
RBC icon
2829
RBC Bearings
RBC
$15.7B
$539K ﹤0.01%
4,310
+2,159
+100% +$235K
LE icon
2830
Lands' End
LE
$377M
$538K ﹤0.01%
40,793
-679
-2% -$8.84K
SBCP
2831
DELISTED
Sunshine Bancorp, Inc
SBCP
$538K ﹤0.01%
+23,146
New +$509K
ERF
2832
DELISTED
Enerplus Corporation
ERF
$537K ﹤0.01%
54,400
-153,586
-74% -$1.37M
ESV
2833
PUT
DELISTED
Ensco Rowan plc
ESV
$537K ﹤0.01%
+22,500
New +$449K
AFAM
2834
CALL
DELISTED
Almost Family Inc
AFAM
$537K ﹤0.01%
10,000
– –
USCR
2835
DELISTED
U S Concrete, Inc.
USCR
$536K ﹤0.01%
+7,029
New +$539K
CTRA
2836
PUT
DELISTED
Coterra Energy
CTRA
$535K ﹤0.01%
20,000
– –
RARE icon
2837
PUT
Ultragenyx Pharmaceutical
RARE
$2.54B
$533K ﹤0.01%
10,000
– –
PFC
2838
DELISTED
Premier Financial Corp. Common Stock
PFC
$533K ﹤0.01%
20,322
-1,938
-9% -$48.8K
NEX
2839
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$533K ﹤0.01%
+31,976
New +$469K
BBOX
2840
DELISTED
Black Box Corp
BBOX
$531K ﹤0.01%
163,281
+2,162
+1% +$11.6K
TG icon
2841
Tredegar Corp
TG
$278M
$529K ﹤0.01%
29,381
+8,029
+38% +$130K
TFCFA
2842
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$528K ﹤0.01%
20,000
– –
GRUB
2843
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$527K ﹤0.01%
+5,000
New +$512K
FDS icon
2844
Factset
FDS
$10.9B
$526K ﹤0.01%
+2,920
New +$477K
SFL icon
2845
SFL Corp
SFL
$1.63B
$526K ﹤0.01%
36,302
-3,690
-9% -$50.3K
RJF icon
2846
PUT
Raymond James Financial
RJF
$34B
$523K ﹤0.01%
+9,300
New +$502K
CUBI icon
2847
Customers Bancorp
CUBI
$2.67B
$521K ﹤0.01%
15,975
+7,362
+85% +$212K
DO
2848
PUT
DELISTED
Diamond Offshore Drilling
DO
$521K ﹤0.01%
35,900
– –
EXC icon
2849
Exelon
EXC
$45.7B
$520K ﹤0.01%
19,349
-142,595
-88% -$3.81M
PRKS icon
2850
CALL
United Parks & Resorts
PRKS
$2.03B
$520K ﹤0.01%
40,000
– –
112 113
114
115 116

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.