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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$1.7B
Cap. Flow %
2.32%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.88%
2 Financials 7.49%
3 Technology 7.17%
4 Consumer Discretionary 7.02%
5 Healthcare 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEGR
2826
CALL
DELISTED
Aegerion Pharmaceuticals
AEGR
$1.43M ﹤0.01%
20,100
-3,700
-16% -$283K
RDS.A
2827
PUT
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.43M ﹤0.01%
21,413
– –
CATM
2828
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.43M ﹤0.01%
32,800
+25,000
+321% +$1.02M
NES
2829
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$1.42M ﹤0.01%
84,630
+68,045
+410% +$1.31M
GPI icon
2830
CALL
Group 1 Automotive
GPI
$3.11B
$1.42M ﹤0.01%
20,000
– –
SHOS
2831
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$1.42M ﹤0.01%
55,712
+18,331
+49% +$524K
DWA
2832
CALL
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$1.42M ﹤0.01%
40,000
– –
ELX
2833
DELISTED
EMULEX CORP
ELX
$1.42M ﹤0.01%
198,363
+159,956
+416% +$1.19M
ARGO
2834
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$1.42M ﹤0.01%
42,482
+11,649
+38% +$372K
LNW
2835
PUT
DELISTED
Light & Wonder
LNW
$1.42M ﹤0.01%
+83,600
New +$1.48M
LINC icon
2836
Lincoln Educational Services
LINC
$817M
$1.41M ﹤0.01%
283,876
+268,655
+1,765% +$1.33M
NWPX icon
2837
NWPX Infrastructure Inc
NWPX
$1.08B
$1.41M ﹤0.01%
37,448
-5,599
-13% -$204K
NILE
2838
CALL
DELISTED
Blue Nile, Inc.
NILE
$1.41M ﹤0.01%
+30,000
New +$1.3M
MM
2839
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$1.41M ﹤0.01%
+194,310
New +$1.31M
GRPN icon
2840
Groupon
GRPN
$781M
$1.41M ﹤0.01%
6,000
-54,819
-90% -$11.3M
STE icon
2841
Steris
STE
$22.8B
$1.41M ﹤0.01%
29,383
-59,263
-67% -$2.71M
RNDY
2842
DELISTED
ROUNDYS INC COM STK
RNDY
$1.41M ﹤0.01%
143,225
-142,444
-50% -$1.29M
CODE
2843
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$1.41M ﹤0.01%
101,601
-341,453
-77% -$4.18M
ZEUS
2844
DELISTED
Olympic Steel
ZEUS
$1.41M ﹤0.01%
48,647
-3,862
-7% -$108K
WCG
2845
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
$1.41M ﹤0.01%
+20,000
New +$1.4M
CFR icon
2846
CALL
Cullen/Frost Bankers
CFR
$9.97B
$1.41M ﹤0.01%
18,900
-8,200
-30% -$587K
ENS icon
2847
CALL
EnerSys
ENS
$6.88B
$1.4M ﹤0.01%
20,000
+5,600
+39% +$376K
CNC icon
2848
PUT
Centene
CNC
$32.3B
$1.4M ﹤0.01%
+94,800
New +$1.42M
EGN
2849
CALL
DELISTED
Energen
EGN
$1.39M ﹤0.01%
19,700
+8,900
+82% +$669K
SLM icon
2850
PUT
SLM Corp
SLM
$5.01B
$1.39M ﹤0.01%
148,294
+15,669
+12% +$144K
112 113
114
115 116

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.