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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$13.7B
Cap. Flow %
-12.39%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.33%
2 Technology 14.87%
3 Consumer Discretionary 9.92%
4 Healthcare 7.34%
5 Financials 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACC
2801
DELISTED
American Campus Communities, Inc.
ACC
$2.2M ﹤0.01%
45,408
+25,172
+124% +$1.25M
CMRC
2802
Commerce.com Inc Series 1
CMRC
$196M
$2.19M ﹤0.01%
+43,352
New +$2.64M
BEKE icon
2803
CALL
KE Holdings
BEKE
$19.6B
$2.19M ﹤0.01%
+120,000
New +$2.93M
BSGA
2804
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$2.19M ﹤0.01%
+220,868
New +$2.17M
SMIH
2805
DELISTED
Summit Healthcare Acquisition Corp. Class A Ordinary Share
SMIH
$2.18M ﹤0.01%
+223,804
New +$2.15M
AILE
2806
DELISTED
iLearningEngines, Inc. Common Stock
AILE
$2.18M ﹤0.01%
+224,744
New +$2.17M
THC icon
2807
PUT
Tenet Healthcare
THC
$21.6B
$2.18M ﹤0.01%
32,800
+2,800
+9% +$199K
AYX
2808
DELISTED
Alteryx Inc
AYX
$2.18M ﹤0.01%
29,793
+4,049
+16% +$305K
MRTX
2809
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$2.18M ﹤0.01%
12,308
-105,339
-90% -$16.9M
OXY.WS icon
2810
Occidental Petroleum Corp Warrants
OXY.WS
$35B
$2.17M ﹤0.01%
183,153
+143,249
+359% +$1.54M
ETRN
2811
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$2.17M ﹤0.01%
214,023
-1,023,879
-83% -$9.03M
ASPC
2812
DELISTED
Alpha Capital Acquisition Co
ASPC
$2.17M ﹤0.01%
223,244
+173,244
+346% +$1.68M
BOOT icon
2813
Boot Barn
BOOT
$4.71B
$2.17M ﹤0.01%
24,402
-741
-3% -$63.8K
CNSL
2814
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$2.16M ﹤0.01%
235,180
-49,698
-17% -$443K
CTS icon
2815
CTS Corp
CTS
$1.65B
$2.16M ﹤0.01%
69,786
-5,901
-8% -$202K
FROG icon
2816
JFrog
FROG
$12.8B
$2.16M ﹤0.01%
64,365
+41,892
+186% +$1.68M
YUMC icon
2817
CALL
Yum China
YUMC
$15.3B
$2.16M ﹤0.01%
37,100
– –
ONEM
2818
PUT
DELISTED
1Life Healthcare
ONEM
$2.15M ﹤0.01%
106,400
+86,400
+432% +$2.22M
CRAI icon
2819
CRA International
CRAI
$1.08B
$2.15M ﹤0.01%
21,675
+3,720
+21% +$336K
OFIX icon
2820
Orthofix Medical
OFIX
$392M
$2.15M ﹤0.01%
56,444
-4,772
-8% -$190K
CHRW icon
2821
PUT
C.H. Robinson
CHRW
$17.7B
$2.15M ﹤0.01%
+24,700
New +$2.23M
AEVA
2822
Aeva Technologies
AEVA
$1.14B
$2.15M ﹤0.01%
54,075
+15,139
+39% +$704K
SMRT icon
2823
SmartRent
SMRT
$261M
$2.15M ﹤0.01%
164,927
-8,622
-5% -$107K
CPRX
2824
DELISTED
Catalyst Pharmaceutical
CPRX
$2.15M ﹤0.01%
404,858
-47,480
-10% -$260K
OUST icon
2825
Ouster
OUST
$2.63B
$2.15M ﹤0.01%
+29,313
New +$2.7M
111 112
113
114 115

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $13.7B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.