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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENDP
2801
PUT
DELISTED
Endo International plc
ENDP
$522K ﹤0.01%
31,700
– –
IDCC icon
2802
PUT
InterDigital
IDCC
$8.8B
$521K ﹤0.01%
+5,700
New +$457K
ANAT
2803
DELISTED
American National Group, Inc. Common Stock
ANAT
$521K ﹤0.01%
4,180
-329
-7% -$40.2K
FARO
2804
DELISTED
Faro Technologies
FARO
$517K ﹤0.01%
14,361
-7,124
-33% -$254K
DL
2805
DELISTED
China Distance Education Holdings Limited
DL
$517K ﹤0.01%
46,219
-11,348
-20% -$143K
BANC icon
2806
Banc of California
BANC
$2.95B
$516K ﹤0.01%
29,750
+14,100
+90% +$216K
BN icon
2807
Brookfield
BN
$93.7B
$516K ﹤0.01%
+43,849
New +$535K
FCRD
2808
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$513K ﹤0.01%
51,204
+18,804
+58% +$183K
SPLK
2809
PUT
DELISTED
Splunk Inc
SPLK
$512K ﹤0.01%
10,000
– –
STLD icon
2810
PUT
Steel Dynamics
STLD
$32.9B
$509K ﹤0.01%
+14,300
New +$450K
TEN
2811
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$509K ﹤0.01%
+8,153
New +$477K
MT icon
2812
PUT
ArcelorMittal
MT
$54.8B
$508K ﹤0.01%
23,200
+6,533
+39% +$139K
NPKI
2813
NPK International
NPKI
$1.12B
$508K ﹤0.01%
67,745
-89,025
-57% -$646K
COTY icon
2814
Coty
COTY
$2.46B
$507K ﹤0.01%
27,693
+2,379
+9% +$49.1K
AXAS
2815
DELISTED
Abraxas Petroleum Corp
AXAS
$507K ﹤0.01%
9,862
+2,772
+39% +$109K
WB icon
2816
Weibo
WB
$1.72B
$506K ﹤0.01%
12,457
-257,622
-95% -$12.3M
ISEE
2817
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$506K ﹤0.01%
104,737
+86,373
+470% +$2.56M
PKOH icon
2818
Park-Ohio Holdings
PKOH
$649M
$505K ﹤0.01%
11,866
+1,648
+16% +$63.2K
CNS icon
2819
Cohen & Steers
CNS
$4.28B
$503K ﹤0.01%
+14,970
New +$547K
UA icon
2820
CALL
Under Armour Class C
UA
$2.25B
$503K ﹤0.01%
20,000
– –
AIFU
2821
AIFU Inc
AIFU
$132M
$503K ﹤0.01%
152
-29
-16% -$98.3K
DF
2822
DELISTED
Dean Foods Company
DF
$502K ﹤0.01%
23,046
-103,220
-82% -$1.96M
JMEI
2823
PUT
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$501K ﹤0.01%
10,000
– –
STMP
2824
DELISTED
Stamps.com, Inc.
STMP
$500K ﹤0.01%
+4,357
New +$453K
PPLI
2825
CALL
People Inc
PPLI
$2.89B
$499K ﹤0.01%
+43,085
New +$505K
111 112
113
114 115

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.