David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2801
Flowserve
FLS
$10.2B
| $467K | ﹤0.01% |
9,683
-149,920
| -94% | -$7.12M |
|
|
RDC
2802
PUT
DELISTED
Rowan Companies Plc
RDC
| $467K | ﹤0.01% |
30,800
-48,300
| -61% | -$707K |
|
2803
Independence Realty Trust
IRT
$3.98B
| $466K | ﹤0.01% |
+51,778
| New | +$483K |
|
|
PFC
2804
DELISTED
Premier Financial Corp. Common Stock
PFC
| $466K | ﹤0.01% |
20,872
-956
| -4% | -$20.6K |
|
2805
Franklin Electric
FELE
$4.56B
| $464K | ﹤0.01% |
11,386
-34,355
| -75% | -$1.3M |
|
2806
Renasant Corp
RNST
$3.79B
| $464K | ﹤0.01% |
13,810
-9,969
| -42% | -$335K |
|
2807
Sabra Healthcare REIT
SBRA
$5.23B
| $463K | ﹤0.01% |
18,403
-217,459
| -92% | -$5.21M |
|
|
KYO
2808
DELISTED
Kyocera Adr
KYO
| $463K | ﹤0.01% |
9,618
-3,846
| -29% | -$185K |
|
2809
Eagle Bancorp
EGBN
$857M
| $462K | ﹤0.01% |
+9,371
| New | +$470K |
|
2810
Enova International
ENVA
$6.17B
| $462K | ﹤0.01% |
47,697
-52,574
| -52% | -$469K |
|
|
SAGE
2811
DELISTED
Sage Therapeutics
SAGE
| $462K | ﹤0.01% |
10,025
-6,953
| -41% | -$283K |
|
|
IIP
2812
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
| $462K | ﹤0.01% |
279,896
+124,856
| +81% | +$206K |
|
2813
Vale
VALE
$64B
| $460K | ﹤0.01% |
83,599
+61,146
| +272% | +$335K |
|
|
GBL
2814
DELISTED
GAMCO Investors, Inc.
GBL
| $460K | ﹤0.01% |
16,160
+7,382
| +84% | +$234K |
|
|
MAGN
2815
Magnera Corp
MAGN
$443M
| $458K | ﹤0.01% |
+1,625
| New | +$452K |
|
2816
Standard Motor Products
SMP
$838M
| $453K | ﹤0.01% |
9,490
-34,947
| -79% | -$1.52M |
|
|
SPNE
2817
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
| $453K | ﹤0.01% |
44,804
+10,232
| +30% | +$106K |
|
2818
Evolent Health
EVH
$534M
| $451K | ﹤0.01% |
18,326
-8,648
| -32% | -$202K |
|
|
GFN
2819
DELISTED
General Finance Corporation
GFN
| $450K | ﹤0.01% |
100,000
| – | – |
|
2820
HNI Corp
HNI
$3.54B
| $447K | ﹤0.01% |
+11,240
| New | +$569K |
|
2821
Lear
LEA
$8.18B
| $447K | ﹤0.01% |
+3,690
| New | +$420K |
|
2822
CALL
Seagate
STX
$180B
| $447K | ﹤0.01% |
+11,600
| New | +$377K |
|
|
SFE
2823
DELISTED
Safeguard Scientifics, Inc.
SFE
| $447K | ﹤0.01% |
+34,475
| New | +$457K |
|
2824
Cousins Properties
CUZ
$4.94B
| $445K | ﹤0.01% |
15,088
-65,403
| -81% | -$1.98M |
|
2825
Southern Company
SO
$104B
| $444K | ﹤0.01% |
+8,648
| New | +$455K |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.