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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPR
2776
CALL
DELISTED
Spirit AeroSystems
SPR
$1.25M ﹤0.01%
17,200
– –
AERI
2777
PUT
DELISTED
Aerie Pharmaceuticals
AERI
$1.25M ﹤0.01%
51,900
– –
EC icon
2778
Ecopetrol
EC
$34B
$1.25M ﹤0.01%
+62,517
New +$1.15M
MCRB icon
2779
Seres Therapeutics
MCRB
$47.8M
$1.25M ﹤0.01%
18,071
+5,172
+40% +$384K
LTM
2780
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$1.24M ﹤0.01%
+122,476
New +$1.37M
HES
2781
CALL
DELISTED
Hess
HES
$1.24M ﹤0.01%
18,600
-41,400
-69% -$2.71M
DORM icon
2782
Dorman Products
DORM
$3.84B
$1.24M ﹤0.01%
16,401
-422
-3% -$31.9K
JACK icon
2783
CALL
Jack in the Box
JACK
$316M
$1.24M ﹤0.01%
+15,900
New +$1.32M
ICPT
2784
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.24M ﹤0.01%
10,000
-4,000
-29% -$358K
UCFC
2785
DELISTED
United Community Financial Corp
UCFC
$1.24M ﹤0.01%
106,090
+15,118
+17% +$169K
OGS icon
2786
PUT
ONE Gas
OGS
$5.1B
$1.24M ﹤0.01%
13,200
-1,200
-8% -$110K
DAR icon
2787
CALL
Darling Ingredients
DAR
$9.86B
$1.23M ﹤0.01%
+43,800
New +$977K
GL icon
2788
Globe Life
GL
$13.5B
$1.23M ﹤0.01%
11,675
+5,403
+86% +$539K
ETRN
2789
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.23M ﹤0.01%
92,004
-845,156
-90% -$10.5M
CRUS icon
2790
PUT
Cirrus Logic
CRUS
$5.53B
$1.23M ﹤0.01%
14,900
+1,700
+13% +$115K
HTB
2791
HomeTrust Bancshares
HTB
$773M
$1.23M ﹤0.01%
45,777
+11,555
+34% +$304K
GHC icon
2792
Graham Holdings Company
GHC
$4.93B
$1.23M ﹤0.01%
1,921
+39
+2% +$24.9K
ENTG icon
2793
Entegris
ENTG
$21.8B
$1.22M ﹤0.01%
24,416
-310,640
-93% -$15M
TDAY
2794
USA Today Co
TDAY
$940M
$1.22M ﹤0.01%
+191,736
New +$1.41M
BMY.RT
2795
PUT
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1.22M ﹤0.01%
+405,900
New +$1.06M
B
2796
CALL
Barrick Mining
B
$77.4B
$1.22M ﹤0.01%
65,400
-597,500
-90% -$10.3M
QTNT
2797
DELISTED
Quotient Limited Ordinary Shares
QTNT
$1.21M ﹤0.01%
3,185
+1,029
+48% +$341K
HES
2798
PUT
DELISTED
Hess
HES
$1.21M ﹤0.01%
+18,100
New +$1.18M
JKHY icon
2799
CALL
Jack Henry & Associates
JKHY
$12.2B
$1.21M ﹤0.01%
+8,300
New +$1.21M
EEM icon
2800
iShares MSCI Emerging Markets ETF
EEM
$31.2B
$1.21M ﹤0.01%
26,900
– –
110 111
112
113 114

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.