David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.15% |
| 2 | Consumer Discretionary | 12.74% |
| 3 | Healthcare | 11.89% |
| 4 | Financials | 8.05% |
| 5 | Industrials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
James Hardie Industries
JHX
$17.5B
| $1.01M | ﹤0.01% |
60,075
+42,668
| +245% | +$629K |
|
2777
Lamb Weston
LW
$7.6B
| $1M | ﹤0.01% |
13,819
-585,658
| -98% | -$40.2M |
|
2778
Hilton Worldwide
HLT
$74.8B
| $1M | ﹤0.01% |
10,762
-6,238
| -37% | -$592K |
|
2779
TG Therapeutics
TGTX
$8.42B
| $1M | ﹤0.01% |
178,566
+90,697
| +103% | +$632K |
|
2780
Adient
ADNT
$1.46B
| $1M | ﹤0.01% |
+43,596
| New | +$994K |
|
|
ALX
2781
Alexander's
ALX
$1.39B
| $1M | ﹤0.01% |
+2,870
| New | +$1.05M |
|
2782
EPAM Systems
EPAM
$5.64B
| $1M | ﹤0.01% |
5,483
-5,370
| -49% | -$1.01M |
|
|
AERI
2783
PUT
DELISTED
Aerie Pharmaceuticals
AERI
| $998K | ﹤0.01% |
+51,900
| New | +$1.19M |
|
2784
PUT
Garrett Motion
GTX
$5.05B
| $996K | ﹤0.01% |
+100,000
| New | +$1.23M |
|
|
XONE
2785
DELISTED
The ExOne Company
XONE
| $995K | ﹤0.01% |
112,472
-53,380
| -32% | -$436K |
|
2786
Forrester Research
FORR
$223M
| $993K | ﹤0.01% |
30,894
+14,812
| +92% | +$586K |
|
2787
AngloGold Ashanti
AU
$59.7B
| $991K | ﹤0.01% |
+54,267
| New | +$1.08M |
|
2788
Hershey
HSY
$37.2B
| $990K | ﹤0.01% |
6,388
-2,463
| -28% | -$372K |
|
2789
ICF International
ICFI
$1.6B
| $987K | ﹤0.01% |
11,681
-7,222
| -38% | -$587K |
|
2790
CALL
Hasbro
HAS
$13.6B
| $985K | ﹤0.01% |
+8,300
| New | +$945K |
|
2791
Green Plains
GPRE
$1.04B
| $982K | ﹤0.01% |
92,642
+47,442
| +105% | +$454K |
|
2792
CALL
Tyson Foods
TSN
$19.9B
| $982K | ﹤0.01% |
11,400
-400
| -3% | -$34K |
|
|
FOCS
2793
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $981K | ﹤0.01% |
41,232
+26,690
| +184% | +$657K |
|
|
UCFC
2794
DELISTED
United Community Financial Corp
UCFC
| $981K | ﹤0.01% |
90,972
+35,253
| +63% | +$348K |
|
|
ONIT
2795
Onity Group
ONIT
$288M
| $979K | ﹤0.01% |
34,720
+6,825
| +24% | +$191K |
|
2796
Mizuho Financial
MFG
$127B
| $977K | ﹤0.01% |
318,051
-110,329
| -26% | -$328K |
|
2797
Altisource Portfolio Solutions
ASPS
$65M
| $972K | ﹤0.01% |
6,010
-845
| -12% | -$138K |
|
|
2798
PUT
Adient
ADNT
$1.46B
| $971K | ﹤0.01% |
42,300
-23,600
| -36% | -$538K |
|
2799
CALL
AptarGroup
ATR
$8.6B
| $971K | ﹤0.01% |
+8,200
| New | +$992K |
|
2800
Fulton Financial
FULT
$4.54B
| $971K | ﹤0.01% |
59,996
-4,223
| -7% | -$68.7K |
|
Similar funds
David Shaw's Q3 2019 Portfolio in Review
As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
- David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- David Shaw opened 550 new positions and closed 422 in Q3 2019.
- David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.