David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Consumer Discretionary | 12.37% |
| 3 | Healthcare | 8.89% |
| 4 | Communication Services | 6.57% |
| 5 | Financials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2751
CALL
Trupanion
TRUP
$1.4B
| $994K | ﹤0.01% |
+12,600
| New | +$756K |
|
2752
Matsons
MATX
$6.66B
| $993K | ﹤0.01% |
24,760
-58,762
| -70% | -$2.22M |
|
2753
HEICO Corp
HEI
$49.1B
| $990K | ﹤0.01% |
9,459
-6,987
| -42% | -$722K |
|
2754
Essential Utilities
WTRG
$11.6B
| $990K | ﹤0.01% |
24,599
-6,171
| -20% | -$265K |
|
2755
CALL
DaVita
DVA
$11.3B
| $985K | ﹤0.01% |
11,500
| – | – |
|
2756
Tactile Systems Technology
TCMD
$534M
| $983K | ﹤0.01% |
26,877
-24,151
| -47% | -$885K |
|
|
QNGY
2757
DELISTED
Quanergy Systems, Inc.
QNGY
| $983K | ﹤0.01% |
5,000
| – | – |
|
|
PFPT
2758
PUT
DELISTED
Proofpoint, Inc.
PFPT
| $982K | ﹤0.01% |
9,300
| – | – |
|
|
ALE
2759
DELISTED
Allete
ALE
| $981K | ﹤0.01% |
18,959
-11,315
| -37% | -$631K |
|
2760
PUT
Oxford Industries
OXM
$549M
| $981K | ﹤0.01% |
24,300
| – | – |
|
|
AY
2761
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
| $979K | ﹤0.01% |
34,211
-56,156
| -62% | -$1.64M |
|
2762
CALL
Suncor Energy
SU
$76.4B
| $978K | ﹤0.01% |
80,000
-8,500
| -10% | -$133K |
|
2763
Sunrun
RUN
$2.21B
| $977K | ﹤0.01% |
+12,679
| New | +$597K |
|
|
CLR
2764
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $977K | ﹤0.01% |
79,600
-20,000
| -20% | -$325K |
|
|
ANAT
2765
DELISTED
American National Group, Inc. Common Stock
ANAT
| $977K | ﹤0.01% |
14,467
-9,682
| -40% | -$703K |
|
2766
CALL
Asbury Automotive
ABG
$3.87B
| $975K | ﹤0.01% |
10,000
| – | – |
|
2767
Alamos Gold
AGI
$16.3B
| $972K | ﹤0.01% |
+110,388
| New | +$1.11M |
|
2768
ONE Gas
OGS
$5.05B
| $972K | ﹤0.01% |
14,079
+9,659
| +219% | +$712K |
|
2769
CALL
Marriott Vacations Worldwide
VAC
$4.02B
| $972K | ﹤0.01% |
10,700
-3,300
| -24% | -$300K |
|
2770
CALL
CSX Corp
CSX
$95.4B
| $971K | ﹤0.01% |
+37,500
| New | +$925K |
|
2771
Vitamin Cottage Natural Grocers
NGVC
$651M
| $971K | ﹤0.01% |
98,525
-46,101
| -32% | -$603K |
|
2772
McCormick & Company Non-Voting
MKC
$14.6B
| $969K | ﹤0.01% |
9,986
-11,260
| -53% | -$1.1M |
|
|
PXD
2773
DELISTED
Pioneer Natural Resource Co.
PXD
| $969K | ﹤0.01% |
11,267
-7,668
| -40% | -$755K |
|
2774
PUT
Terex
TEX
$7.45B
| $968K | ﹤0.01% |
50,000
-40,000
| -44% | -$782K |
|
|
STFC
2775
DELISTED
State Auto Financial Corp
STFC
| $966K | ﹤0.01% |
70,152
+14,786
| +27% | +$236K |
|
Similar funds
David Shaw's Q3 2020 Portfolio in Review
As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
- David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- David Shaw opened 420 new positions and closed 597 in Q3 2020.
- David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.