David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2751
NVE Corp
NVEC
$516M
| $518K | ﹤0.01% |
8,797
+190
| +2% | +$11K |
|
|
CTRA
2752
PUT
DELISTED
Coterra Energy
CTRA
| $516K | ﹤0.01% |
20,000
| – | – |
|
|
BSFT
2753
DELISTED
BroadSoft, Inc.
BSFT
| $515K | ﹤0.01% |
11,071
-85,643
| -89% | -$3.82M |
|
|
STBZ
2754
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
| $514K | ﹤0.01% |
22,521
-5,838
| -21% | -$130K |
|
|
RPT
2755
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $511K | ﹤0.01% |
+27,265
| New | +$526K |
|
2756
CAE Inc
CAE
$7.96B
| $509K | ﹤0.01% |
35,869
-157,500
| -81% | -$2.14M |
|
2757
Ametek
AME
$55.6B
| $507K | ﹤0.01% |
10,607
-287,402
| -96% | -$13.7M |
|
2758
CALL
Titan International
TWI
$454M
| $506K | ﹤0.01% |
+50,000
| New | +$412K |
|
2759
PUT
Gen Digital
GEN
$17.4B
| $505K | ﹤0.01% |
+20,100
| New | +$457K |
|
2760
Trinity Industries
TRN
$2.37B
| $503K | ﹤0.01% |
+28,916
| New | +$476K |
|
2761
The GEO Group
GEO
$4.24B
| $502K | ﹤0.01% |
31,691
-133,942
| -81% | -$2.53M |
|
2762
PUT
Wolfspeed
WOLF
$1.29B
| $502K | ﹤0.01% |
19,500
+9,500
| +95% | +$245K |
|
2763
Peoples Bancorp
PEBO
$1.43B
| $501K | ﹤0.01% |
+20,377
| New | +$472K |
|
2764
National CineMedia
NCMI
$251M
| $498K | ﹤0.01% |
3,382
-11,265
| -77% | -$1.72M |
|
2765
Associated Banc-Corp
ASB
$5.84B
| $495K | ﹤0.01% |
25,262
-23,253
| -48% | -$439K |
|
2766
ArcBest
ARCB
$3.01B
| $494K | ﹤0.01% |
+25,953
| New | +$470K |
|
|
HAPN
2767
CALL
Happen Inc
HAPN
$2.11B
| $494K | ﹤0.01% |
16,000
| – | – |
|
|
BHBK
2768
DELISTED
Blue Hills Bancorp, Inc.
BHBK
| $494K | ﹤0.01% |
32,878
-4,604
| -12% | -$66.8K |
|
2769
Grupo Aval
AVAL
$6.57B
| $493K | ﹤0.01% |
55,839
+5,321
| +11% | +$43.7K |
|
2770
The Greenbrier Companies
GBX
$1.43B
| $493K | ﹤0.01% |
+13,972
| New | +$457K |
|
2771
PUT
Tyson Foods
TSN
$20.4B
| $493K | ﹤0.01% |
+6,600
| New | +$484K |
|
2772
Copa Holdings
CPA
$5.95B
| $490K | ﹤0.01% |
+5,570
| New | +$423K |
|
|
PRO
2773
DELISTED
PROS Holdings
PRO
| $487K | ﹤0.01% |
21,553
+1,095
| +5% | +$21K |
|
2774
V2X
VVX
$2.43B
| $486K | ﹤0.01% |
31,938
-41,245
| -56% | -$1.24M |
|
|
HA
2775
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
| $486K | ﹤0.01% |
10,000
-45,500
| -82% | -$2.07M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.