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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$1.7B
Cap. Flow %
2.32%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.88%
2 Financials 7.49%
3 Technology 7.17%
4 Consumer Discretionary 7.02%
5 Healthcare 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
2751
PUT
Viavi Solutions
VIAV
$9.52B
$1.54M ﹤0.01%
+208,675
New +$1.58M
FBRC
2752
DELISTED
FBR & Co. Common Stock
FBRC
$1.53M ﹤0.01%
58,039
-2,128
-4% -$57.3K
HLIT icon
2753
Harmonic Inc
HLIT
$1.36B
$1.53M ﹤0.01%
207,166
+14,419
+7% +$107K
PNX
2754
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
$1.53M ﹤0.01%
24,871
-1,394
-5% -$64.6K
INCY icon
2755
CALL
Incyte
INCY
$25.8B
$1.52M ﹤0.01%
30,100
+10,100
+51% +$439K
RSTI
2756
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$1.52M ﹤0.01%
56,393
-32,583
-37% -$817K
ATI icon
2757
ATI
ATI
$29.2B
$1.52M ﹤0.01%
42,712
+9,216
+28% +$303K
WWE
2758
CALL
DELISTED
World Wrestling Entertainment
WWE
$1.52M ﹤0.01%
+91,800
New +$1.22M
MXL icon
2759
MaxLinear
MXL
$5.85B
$1.52M ﹤0.01%
145,816
-64,573
-31% -$555K
BOBE
2760
PUT
DELISTED
Bob Evans Farms, Inc.
BOBE
$1.52M ﹤0.01%
30,000
– –
NJ
2761
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$1.51M ﹤0.01%
122,634
+3,992
+3% +$46K
CP icon
2762
PUT
Canadian Pacific Kansas City
CP
$82.7B
$1.51M ﹤0.01%
50,000
-108,500
-68% -$3.13M
SWI
2763
PUT
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$1.51M ﹤0.01%
+40,000
New +$1.4M
ARCB icon
2764
CALL
ArcBest
ARCB
$3.09B
$1.51M ﹤0.01%
+44,900
New +$1.34M
BLOX
2765
PUT
DELISTED
Infoblox Inc
BLOX
$1.51M ﹤0.01%
45,800
+19,000
+71% +$744K
UNFI icon
2766
CALL
United Natural Foods
UNFI
$2.87B
$1.51M ﹤0.01%
20,000
– –
ENTR
2767
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$1.51M ﹤0.01%
320,058
+129,389
+68% +$589K
TBHC
2768
CALL
DELISTED
The Brand House Collective
TBHC
$1.5M ﹤0.01%
63,600
+48,600
+324% +$1.02M
BCPC
2769
PUT
Balchem Corp
BCPC
$5.69B
$1.5M ﹤0.01%
25,600
+16,800
+191% +$949K
ESRX
2770
CALL
DELISTED
Express Scripts Holding Company
ESRX
$1.5M ﹤0.01%
21,400
+13,800
+182% +$901K
AVTA
2771
PUT
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.5M ﹤0.01%
+51,500
New +$1.39M
NEOG icon
2772
CALL
Neogen
NEOG
$2.56B
$1.5M ﹤0.01%
+87,600
New +$1.52M
WT icon
2773
PUT
WisdomTree
WT
$3.8B
$1.5M ﹤0.01%
+84,700
New +$1.21M
WINT
2774
DELISTED
Windtree Therapeutics Inc
WINT
$1.5M ﹤0.01%
47,630
-5,520
-10% -$173K
DAKT icon
2775
CALL
Daktronics
DAKT
$958M
$1.5M ﹤0.01%
+95,500
New +$1.27M
109 110
111
112 113

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.