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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
2726
PUT
Royal Caribbean
RCL
$77.8B
$591K ﹤0.01%
7,200
-2,800
-28% -$220K
AEGN
2727
DELISTED
Aegion Corp
AEGN
$589K ﹤0.01%
24,868
+2,183
+10% +$48.4K
LPT
2728
DELISTED
Liberty Property Trust
LPT
$588K ﹤0.01%
+14,890
New +$583K
EFSC icon
2729
Enterprise Financial Services Corp
EFSC
$2.29B
$587K ﹤0.01%
13,641
+2,618
+24% +$95.9K
MPT
2730
Medical Properties Trust
MPT
$2.44B
$584K ﹤0.01%
47,442
+23,529
+98% +$304K
SHO icon
2731
Sunstone Hotel Investors
SHO
$2.12B
$583K ﹤0.01%
+38,245
New +$533K
RDC
2732
PUT
DELISTED
Rowan Companies Plc
RDC
$582K ﹤0.01%
30,800
– –
RDUS
2733
CALL
DELISTED
Radius Recycling
RDUS
$581K ﹤0.01%
+22,600
New +$581K
OMCL icon
2734
Omnicell
OMCL
$1.54B
$578K ﹤0.01%
17,064
-10,973
-39% -$377K
VTR icon
2735
Ventas
VTR
$48.2B
$578K ﹤0.01%
9,250
-24,440
-73% -$1.55M
BR icon
2736
PUT
Broadridge
BR
$21.1B
$577K ﹤0.01%
+8,700
New +$566K
GME icon
2737
PUT
GameStop
GME
$8.09B
$576K ﹤0.01%
91,200
-235,200
-72% -$1.45M
TDG icon
2738
TransDigm Group
TDG
$65.9B
$575K ﹤0.01%
+2,310
New +$607K
ORBC
2739
DELISTED
ORBCOMM, Inc.
ORBC
$574K ﹤0.01%
69,406
+33,045
+91% +$290K
FENG
2740
Phoenix New Media
FENG
$17.8M
$573K ﹤0.01%
30,423
-33,358
-52% -$736K
CMTL icon
2741
Comtech Telecommunications
CMTL
$52.4M
$572K ﹤0.01%
48,259
-59,998
-55% -$671K
GOV
2742
PUT
DELISTED
Government Properties Income Trust
GOV
$572K ﹤0.01%
+30,000
New +$581K
SUPN icon
2743
Supernus Pharmaceuticals
SUPN
$2.62B
$570K ﹤0.01%
22,594
+8,840
+64% +$198K
GNBC
2744
DELISTED
Green Bancorp, Inc
GNBC
$570K ﹤0.01%
37,521
+13,321
+55% +$164K
SMP icon
2745
Standard Motor Products
SMP
$830M
$565K ﹤0.01%
10,613
+1,123
+12% +$56.3K
HOLI
2746
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$565K ﹤0.01%
30,821
-64,168
-68% -$1.27M
KWR icon
2747
Quaker Houghton
KWR
$2.81B
$563K ﹤0.01%
+4,400
New +$518K
NVEC icon
2748
NVE Corp
NVEC
$512M
$563K ﹤0.01%
7,875
-922
-10% -$58.1K
TTSH
2749
DELISTED
Tile Shop Holdings
TTSH
$562K ﹤0.01%
28,736
-46,484
-62% -$867K
TWI icon
2750
CALL
Titan International
TWI
$460M
$561K ﹤0.01%
50,000
– –
108 109
110
111 112

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.