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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
2726
PUT
Franklin Templeton
BEN
$17.6B
$537K ﹤0.01%
15,100
– –
OSIR
2727
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$537K ﹤0.01%
108,170
-3,388
-3% -$17.3K
BKCC
2728
DELISTED
BlackRock Capital Investment Corporation
BKCC
$536K ﹤0.01%
64,796
+46,763
+259% +$393K
OVV icon
2729
PUT
Ovintiv
OVV
$18.2B
$534K ﹤0.01%
10,200
– –
FTD
2730
DELISTED
FTD Companies, Inc. Common Stock
FTD
$534K ﹤0.01%
25,950
-54,645
-68% -$1.31M
GME icon
2731
GameStop
GME
$8.09B
$533K ﹤0.01%
77,344
-700,856
-90% -$5.11M
MRVL icon
2732
PUT
Marvell Technology
MRVL
$206B
$531K ﹤0.01%
40,000
– –
RWT
2733
Redwood Trust
RWT
$598M
$531K ﹤0.01%
+37,530
New +$534K
NOG icon
2734
Northern Oil and Gas
NOG
$2.86B
$530K ﹤0.01%
19,765
-6,923
-26% -$253K
PES
2735
DELISTED
Pioneer Energy Services Corp.
PES
$528K ﹤0.01%
130,713
-56,653
-30% -$209K
GME icon
2736
CALL
GameStop
GME
$8.09B
$527K ﹤0.01%
+76,400
New +$557K
HSBC icon
2737
CALL
HSBC
HSBC
$357B
$527K ﹤0.01%
+15,498
New +$486K
LBAI
2738
DELISTED
Lakeland Bancorp Inc
LBAI
$527K ﹤0.01%
37,516
-6,228
-14% -$79.6K
JMEI
2739
CALL
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$527K ﹤0.01%
9,000
– –
PRMW
2740
DELISTED
Primo Water Corporation
PRMW
$527K ﹤0.01%
43,441
+19,804
+84% +$233K
FDC
2741
DELISTED
First Data Corporation
FDC
$527K ﹤0.01%
+40,079
New +$516K
SRL icon
2742
Scully Royalty
SRL
$88.8M
$525K ﹤0.01%
51,208
-10,853
-17% -$120K
COHR
2743
DELISTED
Coherent Inc
COHR
$525K ﹤0.01%
4,747
+1,062
+29% +$110K
WILN
2744
DELISTED
Wi-LAN Inc.
WILN
$525K ﹤0.01%
339,500
-249,700
-42% -$484K
NTRA icon
2745
Natera
NTRA
$47.2B
$524K ﹤0.01%
47,183
+8,391
+22% +$94.6K
UFCS icon
2746
United Fire Group
UFCS
$1.39B
$524K ﹤0.01%
12,377
+7,202
+139% +$307K
SSI
2747
DELISTED
Stage Stores Inc
SSI
$521K ﹤0.01%
+92,849
New +$520K
ZTS icon
2748
PUT
Zoetis
ZTS
$31.9B
$520K ﹤0.01%
10,000
– –
GGP
2749
DELISTED
GGP Inc.
GGP
$520K ﹤0.01%
18,837
-230,093
-92% -$6.86M
NUS icon
2750
PUT
Nu Skin
NUS
$232M
$518K ﹤0.01%
8,000
– –
108 109
110
111 112

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.