David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FDML
2726
DELISTED
Federal-Mogul Holdings Corporation
FDML
| $1.59M | ﹤0.01% |
80,783
-7,097
| -8% | -$135K |
|
2727
American Eagle Outfitters
AEO
$2.86B
| $1.59M | ﹤0.01% |
110,318
+72,673
| +193% | +$1.08M |
|
2728
CALL
EPR Properties
EPR
$4.57B
| $1.58M | ﹤0.01% |
32,200
-28,900
| -47% | -$1.45M |
|
2729
Pinnacle Financial Partners Inc
PNFP
$15.2B
| $1.58M | ﹤0.01% |
48,631
+17,091
| +54% | +$539K |
|
|
PRXL
2730
PUT
DELISTED
Parexel International Corp
PRXL
| $1.58M | ﹤0.01% |
35,000
-1,000
| -3% | -$45.8K |
|
2731
Crane NXT
CXT
$2.9B
| $1.58M | ﹤0.01% |
67,642
-72,047
| -52% | -$1.58M |
|
|
SWIR
2732
PUT
DELISTED
Sierra Wireless
SWIR
| $1.58M | ﹤0.01% |
+65,300
| New | +$1.25M |
|
|
CONN
2733
CALL
DELISTED
Conn's Inc.
CONN
| $1.58M | ﹤0.01% |
20,000
-26,000
| -57% | -$1.67M |
|
2734
PUT
Dillards
DDS
$9.92B
| $1.57M | ﹤0.01% |
+16,200
| New | +$1.4M |
|
|
BECN
2735
CALL
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $1.57M | ﹤0.01% |
39,100
-300
| -0.8% | -$10.9K |
|
2736
CALL
Nike
NKE
$57.1B
| $1.57M | ﹤0.01% |
40,000
-120,000
| -75% | -$4.59M |
|
2737
SL Green Realty
SLG
$4.14B
| $1.57M | ﹤0.01% |
17,571
-155,693
| -90% | -$13.9M |
|
2738
DHI Group
DHX
$181M
| $1.56M | ﹤0.01% |
215,926
+143,360
| +198% | +$1.1M |
|
2739
PUT
Assured Guaranty
AGO
$3.33B
| $1.56M | ﹤0.01% |
66,300
-18,900
| -22% | -$411K |
|
2740
PUT
POSCO
PKX
$18.5B
| $1.56M | ﹤0.01% |
20,000
-125,600
| -86% | -$9.55M |
|
|
SGI
2741
CALL
Somnigroup International
SGI
$13.2B
| $1.56M | ﹤0.01% |
+115,600
| New | +$1.33M |
|
|
EPL
2742
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
| $1.56M | ﹤0.01% |
54,719
+31,981
| +141% | +$1.02M |
|
|
CNR
2743
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $1.56M | ﹤0.01% |
88,769
-187,734
| -68% | -$2.91M |
|
2744
NetApp
NTAP
$37.3B
| $1.55M | ﹤0.01% |
37,800
-83,773
| -69% | -$3.4M |
|
|
HK
2745
DELISTED
Halcon Resources Corporation
HK
| $1.55M | ﹤0.01% |
2,338
+2,111
| +930% | +$1.64M |
|
|
ARR
2746
Armour Residential REIT
ARR
$2.32B
| $1.55M | ﹤0.01% |
+9,671
| New | +$1.56M |
|
2747
CALL
Invesco
IVZ
$14.8B
| $1.55M | ﹤0.01% |
42,500
| – | – |
|
|
SKX
2748
DELISTED
Skechers
SKX
| $1.55M | ﹤0.01% |
140,064
+78,390
| +127% | +$817K |
|
|
ANK
2749
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
| $1.54M | ﹤0.01% |
27,302
+5,529
| +25% | +$313K |
|
2750
CALL
ArcelorMittal
MT
$56.2B
| $1.54M | ﹤0.01% |
37,786
-26,240
| -41% | -$976K |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.