David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WG
2726
DELISTED
Willbros Group
WG
| $1.4M | ﹤0.01% |
151,991
-11,499
| -7% | -$96.6K |
|
|
ALE
2727
DELISTED
Allete
ALE
| $1.39M | ﹤0.01% |
+28,808
| New | +$1.44M |
|
2728
Weyerhaeuser
WY
$17.4B
| $1.39M | ﹤0.01% |
48,443
-28,273
| -37% | -$800K |
|
2729
Uranium Energy
UEC
$6.5B
| $1.38M | ﹤0.01% |
612,794
+82,339
| +16% | +$189K |
|
|
CHUY
2730
PUT
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $1.38M | ﹤0.01% |
38,400
| – | – |
|
2731
CALL
Worthington Enterprises
WOR
$2.84B
| $1.38M | ﹤0.01% |
64,880
-32,440
| -33% | -$695K |
|
2732
CALL
F5
FFIV
$22.6B
| $1.37M | ﹤0.01% |
+16,000
| New | +$1.36M |
|
|
YOKU
2733
PUT
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
| $1.37M | ﹤0.01% |
50,000
+30,000
| +150% | +$688K |
|
|
QLIK
2734
CALL
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
| $1.37M | ﹤0.01% |
+40,000
| New | +$1.31M |
|
2735
PUT
Alkermes
ALKS
$8.25B
| $1.37M | ﹤0.01% |
+40,700
| New | +$1.32M |
|
|
AUY
2736
DELISTED
Yamana Gold, Inc.
AUY
| $1.36M | ﹤0.01% |
131,093
-163,267
| -55% | -$1.72M |
|
|
DWRE
2737
PUT
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
| $1.36M | ﹤0.01% |
+29,400
| New | +$1.32M |
|
2738
PUT
Regal Rexnord
RRX
$11B
| $1.36M | ﹤0.01% |
20,000
| – | – |
|
|
PRFT
2739
DELISTED
Perficient Inc
PRFT
| $1.36M | ﹤0.01% |
74,028
+30,104
| +69% | +$476K |
|
2740
CALL
Invesco
IVZ
$14.6B
| $1.36M | ﹤0.01% |
42,500
| – | – |
|
|
IGTE
2741
CALL
DELISTED
IGATE CORPORATION
IGTE
| $1.35M | ﹤0.01% |
+48,800
| New | +$1.12M |
|
2742
PUT
NXP Semiconductors
NXPI
$56.3B
| $1.35M | ﹤0.01% |
+36,400
| New | +$1.29M |
|
|
QLTI
2743
DELISTED
QLT Inc
QLTI
| $1.35M | ﹤0.01% |
292,288
+79,600
| +37% | +$345K |
|
2744
Mohawk Industries
MHK
$8.95B
| $1.35M | ﹤0.01% |
10,384
-29,882
| -74% | -$3.64M |
|
2745
Mueller Water Products
MWA
$3.95B
| $1.35M | ﹤0.01% |
169,357
-7,313
| -4% | -$56.4K |
|
2746
REX American Resources
REX
$1.4B
| $1.35M | ﹤0.01% |
264,090
+52,248
| +25% | +$290K |
|
2747
Rogers Corp
ROG
$2.25B
| $1.35M | ﹤0.01% |
+22,717
| New | +$1.24M |
|
|
ELLI
2748
DELISTED
Ellie Mae Inc
ELLI
| $1.35M | ﹤0.01% |
+42,145
| New | +$1.17M |
|
|
AVB
2749
PUT
DELISTED
AvalonBay Communities
AVB
| $1.35M | ﹤0.01% |
10,600
| – | – |
|
2750
CALL
Ubiquiti
UI
$36.1B
| $1.34M | ﹤0.01% |
+40,000
| New | +$1.07M |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.