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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.9B
AUM Growth
-$1.99B
Cap. Flow
-$5.64B
Cap. Flow %
-9.91%
Top 10 Hldgs %
9.69%
Holding
3,844
New
437
Increased
1,088
Reduced
1,534
Closed
599

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$446M
2
SLB icon
SLB Ltd
SLB
+$276M
3
AAPL icon
Apple
AAPL
+$267M
4
JNJ icon
Johnson & Johnson
JNJ
+$244M
5
TJX icon
TJX Companies
TJX
+$216M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$304M
2
AMZN icon
Amazon
AMZN
+$289M
3
YHOO
Yahoo Inc
YHOO
+$274M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$204M
5
BMY icon
Bristol-Myers Squibb
BMY
+$196M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Healthcare 11.06%
3 Financials 9.65%
4 Consumer Discretionary 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSBF icon
2701
Waterstone Financial
WSBF
$381M
$500K ﹤0.01%
27,416
+2,709
+11% +$49.5K
ALNY icon
2702
PUT
Alnylam Pharmaceuticals
ALNY
$31.7B
$497K ﹤0.01%
9,700
– –
CMCO icon
2703
PUT
Columbus McKinnon
CMCO
$520M
$496K ﹤0.01%
+20,000
New +$526K
SYNA icon
2704
CALL
Synaptics
SYNA
$3.7B
$495K ﹤0.01%
10,000
-10,000
-50% -$537K
DTE icon
2705
DTE Energy
DTE
$28.2B
$494K ﹤0.01%
5,681
-5,288
-48% -$448K
ESL
2706
DELISTED
Esterline Technologies
ESL
$494K ﹤0.01%
5,744
-33,331
-85% -$2.92M
KRO icon
2707
CALL
KRONOS Worldwide
KRO
$1.01B
$493K ﹤0.01%
+30,000
New +$419K
ANAT
2708
DELISTED
American National Group, Inc. Common Stock
ANAT
$493K ﹤0.01%
4,180
– –
GSS
2709
DELISTED
Golden Star Resources Ltd.
GSS
$493K ﹤0.01%
116,411
– –
P
2710
PUT
Everpure Inc
P
$35.1B
$492K ﹤0.01%
+50,000
New +$554K
IBTX
2711
DELISTED
Independent Bank Group, Inc.
IBTX
$492K ﹤0.01%
7,645
-16,225
-68% -$1.02M
HUN icon
2712
CALL
Huntsman Corp
HUN
$1.64B
$491K ﹤0.01%
+20,000
New +$430K
VLGEA icon
2713
Village Super Market
VLGEA
$653M
$491K ﹤0.01%
18,531
+8,274
+81% +$241K
MDCO
2714
CALL
DELISTED
Medicines Co
MDCO
$489K ﹤0.01%
10,000
– –
MDCO
2715
PUT
DELISTED
Medicines Co
MDCO
$489K ﹤0.01%
10,000
– –
CMTL icon
2716
Comtech Telecommunications
CMTL
$52.7M
$488K ﹤0.01%
33,090
-15,169
-31% -$185K
DKS icon
2717
CALL
Dick's Sporting Goods
DKS
$12.3B
$487K ﹤0.01%
10,000
-58,000
-85% -$2.94M
ENTA icon
2718
Enanta Pharmaceuticals
ENTA
$425M
$487K ﹤0.01%
15,806
-15,184
-49% -$473K
GEN icon
2719
Gen Digital
GEN
$17.2B
$487K ﹤0.01%
15,862
-27,450
-63% -$779K
BKMU
2720
DELISTED
Bank Mutual Corp
BKMU
$485K ﹤0.01%
51,546
-19,782
-28% -$191K
CNMD icon
2721
CONMED
CNMD
$1.51B
$482K ﹤0.01%
10,848
-29,185
-73% -$1.26M
VSTO
2722
PUT
DELISTED
Vista Outdoor Inc.
VSTO
$482K ﹤0.01%
+23,400
New +$579K
ADBE icon
2723
PUT
Adobe
ADBE
$108B
$481K ﹤0.01%
3,700
-14,500
-80% -$1.7M
SLCA
2724
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$480K ﹤0.01%
10,000
-61,700
-86% -$3.3M
CTRA
2725
PUT
DELISTED
Coterra Energy
CTRA
$478K ﹤0.01%
20,000
– –
107 108
109
110 111

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David Shaw's Q1 2017 Portfolio in Review

As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.

  • David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
  • David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
  • David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
  • David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
  • David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
  • David Shaw opened 437 new positions and closed 599 in Q1 2017.
  • David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.

Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.