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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
2701
DELISTED
Chesapeake Energy Corporation
CHK
$625K ﹤0.01%
446
-12,035
-96% -$15.7M
ABM icon
2702
ABM Industries
ABM
$2.75B
$624K ﹤0.01%
15,289
-7,602
-33% -$309K
COLB icon
2703
Columbia Banking Systems
COLB
$8.67B
$622K ﹤0.01%
13,911
+4,293
+45% +$162K
SEDG icon
2704
PUT
SolarEdge
SEDG
$1.85B
$620K ﹤0.01%
+50,000
New +$694K
AYR
2705
DELISTED
Aircastle Ltd
AYR
$618K ﹤0.01%
29,617
-33,945
-53% -$716K
LHO
2706
DELISTED
LaSalle Hotel Properties
LHO
$618K ﹤0.01%
20,283
-19,016
-48% -$511K
SHPG
2707
DELISTED
Shire pic
SHPG
$615K ﹤0.01%
+3,609
New +$640K
WBK
2708
DELISTED
Westpac Banking Corporation
WBK
$614K ﹤0.01%
26,152
-11,365
-30% -$266K
XPO icon
2709
CALL
XPO
XPO
$22.5B
$613K ﹤0.01%
+41,058
New +$572K
NVLN
2710
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$611K ﹤0.01%
+72,520
New +$642K
VIVS
2711
VivoSim Labs
VIVS
$3.91M
$610K ﹤0.01%
750
-1,482
-66% -$1.18M
BNCN
2712
DELISTED
BNC Bancorp
BNCN
$610K ﹤0.01%
19,117
+8,467
+80% +$238K
AJG icon
2713
Arthur J. Gallagher & Co
AJG
$69.7B
$604K ﹤0.01%
+11,630
New +$585K
XLNX
2714
CALL
DELISTED
Xilinx Inc
XLNX
$604K ﹤0.01%
+10,000
New +$537K
NDRM
2715
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
$603K ﹤0.01%
27,176
-12,481
-31% -$233K
RNR icon
2716
RenaissanceRe
RNR
$13.7B
$601K ﹤0.01%
4,411
-7,489
-63% -$960K
CNCE
2717
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$600K ﹤0.01%
58,288
+17,785
+44% +$163K
BEN icon
2718
PUT
Franklin Templeton
BEN
$17.6B
$598K ﹤0.01%
15,100
– –
FBRC
2719
DELISTED
FBR & Co. Common Stock
FBRC
$598K ﹤0.01%
46,024
+1,491
+3% +$19.3K
BT
2720
DELISTED
BT Group plc (ADR)
BT
$597K ﹤0.01%
+25,929
New +$599K
ADP icon
2721
CALL
Automatic Data Processing
ADP
$112B
$596K ﹤0.01%
5,800
-14,200
-71% -$1.32M
TSE
2722
CALL
DELISTED
Trinseo
TSE
$593K ﹤0.01%
10,000
-10,000
-50% -$561K
MODV
2723
DELISTED
ModivCare
MODV
$592K ﹤0.01%
+15,546
New +$630K
XBI icon
2724
State Street SPDR S&P Biotech ETF
XBI
$11.5B
$592K ﹤0.01%
+10,000
New +$617K
NAME
2725
DELISTED
Rightside Group, Ltd.
NAME
$592K ﹤0.01%
71,572
-1,879
-3% -$15.5K
107 108
109
110 111

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.