David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.3% |
| 2 | Healthcare | 8.21% |
| 3 | Consumer Discretionary | 8.05% |
| 4 | Energy | 7.7% |
| 5 | Technology | 7.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2701
CALL
Xylem
XYL
$26.3B
| $1.41M | ﹤0.01% |
+38,700
| New | +$1.41M |
|
|
FL
2702
PUT
DELISTED
Foot Locker
FL
| $1.41M | ﹤0.01% |
29,900
+20,000
| +202% | +$830K |
|
|
MILL
2703
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
| $1.41M | ﹤0.01% |
238,903
+216,035
| +945% | +$1.48M |
|
|
WBC
2704
PUT
DELISTED
WABCO HOLDINGS INC.
WBC
| $1.4M | ﹤0.01% |
+13,300
| New | +$1.29M |
|
|
BKW
2705
PUT
DELISTED
BURGER KING WORLDWIDE
BKW
| $1.4M | ﹤0.01% |
52,900
+32,900
| +165% | +$827K |
|
|
EPE
2706
DELISTED
EP Energy Corporation
EPE
| $1.4M | ﹤0.01% |
+71,657
| New | +$1.33M |
|
|
CIM
2707
Chimera Investment
CIM
$961M
| $1.4M | ﹤0.01% |
30,500
+29,719
| +3,805% | +$1.38M |
|
|
SLXP
2708
CALL
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
| $1.4M | ﹤0.01% |
13,500
+8,500
| +170% | +$870K |
|
|
BFX
2709
DELISTED
BowFlex Inc.
BFX
| $1.4M | ﹤0.01% |
144,990
+68,124
| +89% | +$582K |
|
|
AOL
2710
PUT
DELISTED
AOL INC COMMON STOCK
AOL
| $1.4M | ﹤0.01% |
31,900
-40,000
| -56% | -$1.81M |
|
|
BAS
2711
PUT
DELISTED
Basis Energy Services, Inc.
BAS
| $1.4M | ﹤0.01% |
+89
| New | +$1.04M |
|
|
CYN
2712
CALL
DELISTED
CITY NATIONAL CORPORATION
CYN
| $1.39M | ﹤0.01% |
17,700
-17,300
| -49% | -$1.3M |
|
2713
PUT
Zillow
ZG
$8.1B
| $1.39M | ﹤0.01% |
47,400
-2,100
| -4% | -$59.9K |
|
|
CHS
2714
DELISTED
Chicos FAS, Inc.
CHS
| $1.39M | ﹤0.01% |
86,818
+9,077
| +12% | +$154K |
|
|
EGN
2715
CALL
DELISTED
Energen
EGN
| $1.39M | ﹤0.01% |
17,200
-2,500
| -13% | -$187K |
|
|
THI
2716
DELISTED
TIM HORTONS INC COM, CANADA
THI
| $1.39M | ﹤0.01% |
25,069
-74,965
| -75% | -$4.05M |
|
2717
Gray Television
GTN
$498M
| $1.39M | ﹤0.01% |
133,554
-153,728
| -54% | -$1.75M |
|
|
BCOV
2718
DELISTED
Brightcove, Inc.
BCOV
| $1.38M | ﹤0.01% |
140,533
-22,316
| -14% | -$237K |
|
|
CPHD
2719
CALL
DELISTED
Cepheid Inc
CPHD
| $1.38M | ﹤0.01% |
+26,800
| New | +$1.36M |
|
|
DOOR
2720
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $1.38M | ﹤0.01% |
+24,439
| New | +$1.38M |
|
|
CS
2721
DELISTED
Credit Suisse Group
CS
| $1.38M | ﹤0.01% |
42,651
+34,618
| +431% | +$1.08M |
|
2722
Citi Trends
CTRN
$570M
| $1.38M | ﹤0.01% |
84,649
+18,151
| +27% | +$299K |
|
|
SJR
2723
DELISTED
Shaw Communications Inc.
SJR
| $1.38M | ﹤0.01% |
57,740
-26,000
| -31% | -$599K |
|
|
AWAY
2724
PUT
DELISTED
HOMEAWAY INC COM
AWAY
| $1.38M | ﹤0.01% |
+36,600
| New | +$1.54M |
|
|
MEG
2725
CALL
DELISTED
Media General, Inc
MEG
| $1.38M | ﹤0.01% |
75,000
+30,000
| +67% | +$552K |
|
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David Shaw's Q1 2014 Portfolio in Review
As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw deployed $3.3B of net new capital in Q1 2014, opening 596 new positions and adding to 1,359 existing holdings. Its largest new stake was Veren: 1,596,878 shares worth $53.3M.
By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Apple, an estimated $453M trimmed.
- David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- David Shaw opened 596 new positions and closed 795 in Q1 2014.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.