David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
CALL
monday.com
MNDY
$3.91B
| $1.5M | ﹤0.01% |
9,400
-54,300
| -85% | -$9.12M |
|
2677
California Water Service
CWT
$3.11B
| $1.49M | ﹤0.01% |
31,584
+1,251
| +4% | +$63.3K |
|
|
BCPC
2678
Balchem Corp
BCPC
$5.73B
| $1.49M | ﹤0.01% |
12,043
+3,754
| +45% | +$499K |
|
2679
Insulet
PODD
$9.94B
| $1.49M | ﹤0.01% |
+9,357
| New | +$2.1M |
|
2680
CALL
Murphy Oil
MUR
$4.97B
| $1.49M | ﹤0.01% |
32,900
-57,600
| -64% | -$2.51M |
|
2681
PUT
Duke Energy
DUK
$95B
| $1.49M | ﹤0.01% |
16,900
-23,100
| -58% | -$2.12M |
|
2682
CALL
UBS Group
UBS
$167B
| $1.49M | ﹤0.01% |
+60,300
| New | +$1.41M |
|
2683
Maplebear
CART
$11.8B
| $1.48M | ﹤0.01% |
+50,000
| New | +$1.52M |
|
2684
Verra Mobility
VRRM
$672M
| $1.48M | ﹤0.01% |
79,161
-374,482
| -83% | -$7.26M |
|
2685
Bank OZK
OZK
$5.39B
| $1.48M | ﹤0.01% |
+39,927
| New | +$1.62M |
|
2686
Madison Square Garden
MSGS
$9.59B
| $1.48M | ﹤0.01% |
8,392
-51,018
| -86% | -$9.6M |
|
2687
PUT
ResMed
RMD
$34B
| $1.48M | ﹤0.01% |
+10,000
| New | +$1.81M |
|
|
NOVA
2688
CALL
DELISTED
Sunnova Energy
NOVA
| $1.48M | ﹤0.01% |
141,000
+38,700
| +38% | +$605K |
|
2689
PUT
Tapestry
TPR
$26B
| $1.47M | ﹤0.01% |
51,200
-13,200
| -20% | -$483K |
|
2690
Hamilton Lane
HLNE
$4.56B
| $1.47M | ﹤0.01% |
16,265
-10,875
| -40% | -$969K |
|
|
RDUS
2691
DELISTED
Radius Recycling
RDUS
| $1.47M | ﹤0.01% |
52,815
-28,024
| -35% | -$866K |
|
|
AYX
2692
DELISTED
Alteryx Inc
AYX
| $1.47M | ﹤0.01% |
38,966
+12,387
| +47% | +$444K |
|
2693
Kelly Services Class A
KELYA
$590M
| $1.45M | ﹤0.01% |
79,511
+42,434
| +114% | +$766K |
|
2694
CALL
Cinemark Holdings
CNK
$4.3B
| $1.45M | ﹤0.01% |
+78,800
| New | +$1.32M |
|
2695
Hillman Solutions
HLMN
$1.56B
| $1.44M | ﹤0.01% |
175,073
+163,517
| +1,415% | +$1.49M |
|
2696
Rayonier Advanced Materials
RYAM
$569M
| $1.44M | ﹤0.01% |
407,608
+84,916
| +26% | +$319K |
|
|
THR
2697
DELISTED
Thermon Group Holdings
THR
| $1.44M | ﹤0.01% |
52,527
-28,911
| -36% | -$776K |
|
2698
Immersion
IMMR
$255M
| $1.44M | ﹤0.01% |
218,118
-169,486
| -44% | -$1.18M |
|
2699
Liquidity Services
LQDT
$1.31B
| $1.44M | ﹤0.01% |
81,694
+2,880
| +4% | +$50.2K |
|
2700
CALL
Badger Meter
BMI
$3.98B
| $1.44M | ﹤0.01% |
+10,000
| New | +$1.58M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.