David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.42% |
| 2 | Consumer Discretionary | 11.75% |
| 3 | Healthcare | 11.33% |
| 4 | Financials | 7.58% |
| 5 | Communication Services | 6.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
Ardelyx
ARDX
$976M
| $918K | ﹤0.01% |
512,977
+205,818
| +67% | +$606K |
|
|
MDR
2677
CALL
DELISTED
McDermott International
MDR
| $917K | ﹤0.01% |
140,277
+5,000
| +4% | +$52.8K |
|
|
SUP
2678
DELISTED
Superior Industries International
SUP
| $916K | ﹤0.01% |
190,598
+21,887
| +13% | +$204K |
|
|
ZEUS
2679
DELISTED
Olympic Steel
ZEUS
| $915K | ﹤0.01% |
64,137
-20,656
| -24% | -$375K |
|
2680
PUT
Realty Income
O
$59.5B
| $914K | ﹤0.01% |
14,964
| – | – |
|
|
BHBK
2681
DELISTED
Blue Hills Bancorp, Inc.
BHBK
| $913K | ﹤0.01% |
42,785
+24,156
| +130% | +$556K |
|
|
RFP
2682
CALL
DELISTED
Resolute Forest Products Inc.
RFP
| $912K | ﹤0.01% |
115,000
| – | – |
|
2683
CALL
Editas Medicine
EDIT
$504M
| $910K | ﹤0.01% |
+40,000
| New | +$1.09M |
|
2684
CALL
Thor Industries
THO
$4.14B
| $910K | ﹤0.01% |
17,500
+7,500
| +75% | +$508K |
|
2685
CALL
Motorola Solutions
MSI
$80.3B
| $909K | ﹤0.01% |
7,900
-900
| -10% | -$112K |
|
|
WLH
2686
PUT
DELISTED
WILLIAM LYON HOMES
WLH
| $909K | ﹤0.01% |
+85,000
| New | +$1.09M |
|
|
ESGR
2687
DELISTED
Enstar Group
ESGR
| $907K | ﹤0.01% |
5,412
+2,128
| +65% | +$385K |
|
2688
BJs Wholesale Club
BJ
$12.1B
| $906K | ﹤0.01% |
40,863
-382,129
| -90% | -$8.78M |
|
|
RAVN
2689
DELISTED
Raven Industries Inc
RAVN
| $904K | ﹤0.01% |
24,990
+17,430
| +231% | +$725K |
|
2690
Spok Holdings
SPOK
$221M
| $901K | ﹤0.01% |
67,932
+31,491
| +86% | +$454K |
|
2691
PUT
Paychex
PAYX
$44.5B
| $899K | ﹤0.01% |
13,800
| – | – |
|
2692
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.3B
| $896K | ﹤0.01% |
33,912
-87,514
| -72% | -$2.3M |
|
2693
Pathward Financial
CASH
$1.74B
| $895K | ﹤0.01% |
46,159
+27,631
| +149% | +$645K |
|
|
FRAN
2694
DELISTED
Francesca's Holdings Corporation
FRAN
| $894K | ﹤0.01% |
76,741
+51,969
| +210% | +$1.51M |
|
2695
Arthur J. Gallagher & Co
AJG
$68.8B
| $891K | ﹤0.01% |
12,089
-67,275
| -85% | -$5.02M |
|
2696
ServiceNow
NOW
$131B
| $889K | ﹤0.01% |
24,970
-227,140
| -90% | -$8.06M |
|
2697
CALL
Leidos
LDOS
$16.9B
| $886K | ﹤0.01% |
16,800
| – | – |
|
|
CNSL
2698
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $885K | ﹤0.01% |
89,568
+45,791
| +105% | +$563K |
|
2699
PUT
Box
BOX
$4.57B
| $883K | ﹤0.01% |
+52,300
| New | +$962K |
|
2700
National Grid
NGG
$81.6B
| $883K | ﹤0.01% |
20,800
-462,854
| -96% | -$21.6M |
|
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David Shaw's Q4 2018 Portfolio in Review
As of Q4 2018, David Shaw held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
David Shaw deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- David Shaw's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- David Shaw added most to Oracle in Q4 2018, an estimated $431M increase.
- David Shaw's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- David Shaw fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- David Shaw's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- David Shaw opened 541 new positions and closed 497 in Q4 2018.
- David Shaw's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.