David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.94% |
| 2 | Healthcare | 11.06% |
| 3 | Financials | 9.65% |
| 4 | Consumer Discretionary | 9.31% |
| 5 | Communication Services | 8.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GARS
2676
DELISTED
Garrison Capital Inc.
GARS
| $526K | ﹤0.01% |
53,728
-6,029
| -10% | -$58.5K |
|
|
SPA
2677
DELISTED
Sparton
SPA
| $526K | ﹤0.01% |
25,053
-13,265
| -35% | -$296K |
|
2678
Alaska Air
ALK
$4.74B
| $524K | ﹤0.01% |
5,680
-19,549
| -77% | -$1.85M |
|
2679
PUT
Fossil Group
FOSL
$320M
| $524K | ﹤0.01% |
+30,000
| New | +$636K |
|
2680
NewtekOne
NEWT
$354M
| $522K | ﹤0.01% |
30,720
+13,296
| +76% | +$216K |
|
2681
Unilever
UL
$139B
| $522K | ﹤0.01% |
9,402
-191,106
| -95% | -$9.67M |
|
|
XYZ
2682
CALL
Block Inc
XYZ
$49.1B
| $518K | ﹤0.01% |
+30,000
| New | +$469K |
|
|
CACQ
2683
DELISTED
Caesars Acquisition Company
CACQ
| $518K | ﹤0.01% |
33,660
-5,087
| -13% | -$74.3K |
|
2684
CALL
Titan International
TWI
$456M
| $517K | ﹤0.01% |
50,000
| – | – |
|
|
GST
2685
DELISTED
Gastar Exploration Inc.
GST
| $517K | ﹤0.01% |
335,471
+77,497
| +30% | +$127K |
|
|
DRE
2686
DELISTED
Duke Realty Corp.
DRE
| $516K | ﹤0.01% |
19,648
| – | – |
|
2687
Myers Industries
MYE
$1.25B
| $515K | ﹤0.01% |
32,513
+2,455
| +8% | +$34.9K |
|
2688
Manulife Financial
MFC
$70.9B
| $514K | ﹤0.01% |
29,030
-126,298
| -81% | -$2.33M |
|
2689
Kelly Services Class A
KELYA
$582M
| $513K | ﹤0.01% |
23,474
+3,318
| +16% | +$72.8K |
|
2690
PUT
GameStop
GME
$8.05B
| $512K | ﹤0.01% |
90,800
-400
| -0.4% | -$2.44K |
|
2691
CALL
Lincoln Electric
LECO
$15.4B
| $512K | ﹤0.01% |
5,900
+2,000
| +51% | +$168K |
|
|
GRMN
2692
CALL
Garmin
GRMN
$55.7B
| $511K | ﹤0.01% |
10,000
-9,400
| -48% | -$473K |
|
|
GRMN
2693
PUT
Garmin
GRMN
$55.7B
| $511K | ﹤0.01% |
10,000
-9,400
| -48% | -$473K |
|
2694
Ring Energy
REI
$370M
| $511K | ﹤0.01% |
+47,208
| New | +$574K |
|
|
NVLN
2695
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
| $510K | ﹤0.01% |
47,520
-25,000
| -34% | -$255K |
|
|
GFN
2696
DELISTED
General Finance Corporation
GFN
| $510K | ﹤0.01% |
100,000
| – | – |
|
2697
ABM Industries
ABM
$2.73B
| $509K | ﹤0.01% |
11,681
-3,608
| -24% | -$149K |
|
|
GNBC
2698
DELISTED
Green Bancorp, Inc
GNBC
| $507K | ﹤0.01% |
28,472
-9,049
| -24% | -$147K |
|
|
ADAP
2699
DELISTED
Adaptimmune Therapeutics
ADAP
| $506K | ﹤0.01% |
91,867
-8,656
| -9% | -$37.9K |
|
|
CBB
2700
DELISTED
Cincinnati Bell Inc.
CBB
| $501K | ﹤0.01% |
28,284
-9,253
| -25% | -$192K |
|
Similar funds
David Shaw's Q1 2017 Portfolio in Review
As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.
- David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- David Shaw opened 437 new positions and closed 599 in Q1 2017.
- David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.