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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRN
2676
Chiron Real Estate Inc
XRN
$494M
$587K ﹤0.01%
+12,030
New +$630K
SPLK
2677
PUT
DELISTED
Splunk Inc
SPLK
$587K ﹤0.01%
10,000
-97,900
-91% -$5.86M
HSBC icon
2678
HSBC
HSBC
$357B
$586K ﹤0.01%
17,227
+6,641
+63% +$208K
BBDC icon
2679
Barings BDC
BBDC
$989M
$585K ﹤0.01%
+29,688
New +$586K
JMEI
2680
PUT
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$585K ﹤0.01%
10,000
– –
BOLD
2681
DELISTED
Audentes Therapeutics, Inc
BOLD
$585K ﹤0.01%
+32,870
New +$499K
DKS icon
2682
PUT
Dick's Sporting Goods
DKS
$16.1B
$584K ﹤0.01%
10,300
– –
BZH icon
2683
PUT
Beazer Homes USA
BZH
$883M
$583K ﹤0.01%
50,000
– –
R icon
2684
Ryder
R
$9.39B
$583K ﹤0.01%
8,844
+4,311
+95% +$282K
ADAP
2685
DELISTED
Adaptimmune Therapeutics
ADAP
$580K ﹤0.01%
82,307
+71,177
+640% +$543K
PAY
2686
DELISTED
Verifone Systems Inc
PAY
$577K ﹤0.01%
36,658
+18,369
+100% +$334K
AVY icon
2687
Avery Dennison
AVY
$13.9B
$576K ﹤0.01%
+7,403
New +$565K
SAFM
2688
DELISTED
Sanderson Farms Inc
SAFM
$576K ﹤0.01%
5,984
-58,006
-91% -$5.31M
ALOG
2689
DELISTED
Analogic Corp
ALOG
$576K ﹤0.01%
6,503
-100
-2% -$8.67K
GNRT
2690
DELISTED
Gener8 Maritime, Inc.
GNRT
$576K ﹤0.01%
112,410
-101,647
-47% -$549K
PGND
2691
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
$575K ﹤0.01%
14,228
-1,399
-9% -$56.3K
STNG icon
2692
Scorpio Tankers
STNG
$3.92B
$574K ﹤0.01%
12,390
-36,168
-74% -$1.74M
ENIA
2693
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$574K ﹤0.01%
70,017
-67,665
-49% -$581K
RST
2694
DELISTED
ROSETTA STONE INC
RST
$574K ﹤0.01%
67,642
-14,346
-17% -$120K
APPF icon
2695
AppFolio
APPF
$7.97B
$573K ﹤0.01%
29,469
-8,091
-22% -$141K
AL
2696
PUT
DELISTED
Air Lease Corp
AL
$572K ﹤0.01%
+20,000
New +$567K
VRTS icon
2697
Virtus Investment Partners
VRTS
$1.13B
$569K ﹤0.01%
+5,811
New +$509K
BKI
2698
DELISTED
Black Knight, Inc. Common Stock
BKI
$569K ﹤0.01%
13,900
-1,611
-10% -$63.1K
FCFS icon
2699
FirstCash
FCFS
$10.3B
$564K ﹤0.01%
11,985
+4,606
+62% +$232K
UHAL icon
2700
U-Haul Holding Co
UHAL
$13.8B
$564K ﹤0.01%
17,410
+300
+2% +$10.7K
106 107
108
109 110

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.