David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
Dine Brands
DIN
$446M
| $1.54M | ﹤0.01% |
31,216
+21,832
| +233% | +$1.22M |
|
2652
Rayonier
RYN
$6.2B
| $1.54M | ﹤0.01% |
+59,743
| New | +$1.67M |
|
2653
First Watch Restaurant Group
FWRG
$795M
| $1.54M | ﹤0.01% |
88,870
-38,680
| -30% | -$713K |
|
2654
Sprout Social
SPT
$645M
| $1.53M | ﹤0.01% |
30,744
-7,763
| -20% | -$389K |
|
2655
Life Time Group Holdings
LTH
$10B
| $1.53M | ﹤0.01% |
100,777
-290,200
| -74% | -$5.12M |
|
2656
PUT
SL Green Realty
SLG
$4.16B
| $1.53M | ﹤0.01% |
41,000
-507,900
| -93% | -$18.3M |
|
2657
Lindsay Corp
LNN
$1.16B
| $1.53M | ﹤0.01% |
12,987
+115
| +0.9% | +$14.2K |
|
2658
Heritage Financial
HFWA
$1.18B
| $1.53M | ﹤0.01% |
93,564
+58,173
| +164% | +$1.01M |
|
2659
Fox Factory Holding Corp
FOXF
$885M
| $1.53M | ﹤0.01% |
15,395
+8,646
| +128% | +$925K |
|
2660
Worthington Enterprises
WOR
$2.84B
| $1.52M | ﹤0.01% |
40,010
-87
| -0.2% | -$3.82K |
|
2661
CALL
Tractor Supply
TSCO
$18.2B
| $1.52M | ﹤0.01% |
+37,500
| New | +$1.62M |
|
|
ILPT
2662
Industrial Logistics Properties Trust
ILPT
$563M
| $1.52M | ﹤0.01% |
526,654
-870,946
| -62% | -$3.29M |
|
2663
CALL
Amkor Technology
AMKR
$12B
| $1.52M | ﹤0.01% |
67,300
| – | – |
|
|
SPWR
2664
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.52M | ﹤0.01% |
246,300
+15,200
| +7% | +$125K |
|
2665
Ingles Markets
IMKTA
$1.59B
| $1.52M | ﹤0.01% |
20,156
+16,460
| +445% | +$1.33M |
|
|
SASR
2666
DELISTED
Sandy Spring Bancorp Inc
SASR
| $1.52M | ﹤0.01% |
+70,788
| New | +$1.62M |
|
2667
CALL
AutoNation
AN
$6.5B
| $1.51M | ﹤0.01% |
10,000
-50,000
| -83% | -$7.98M |
|
2668
Northern Oil and Gas
NOG
$2.77B
| $1.51M | ﹤0.01% |
+37,601
| New | +$1.48M |
|
2669
Allstate
ALL
$66.2B
| $1.51M | ﹤0.01% |
13,573
+7,429
| +121% | +$811K |
|
2670
Dana Inc
DAN
$3.24B
| $1.51M | ﹤0.01% |
+103,075
| New | +$1.72M |
|
2671
PUT
Weibo
WB
$1.73B
| $1.51M | ﹤0.01% |
120,400
+7,100
| +6% | +$94.5K |
|
|
SGMO
2672
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $1.5M | ﹤0.01% |
2,508,585
+124,609
| +5% | +$133K |
|
2673
Rackspace Technology
RXT
$867M
| $1.5M | ﹤0.01% |
639,962
-185,634
| -22% | -$421K |
|
2674
Benchmark Electronics
BHE
$2.6B
| $1.5M | ﹤0.01% |
61,984
+8,713
| +16% | +$221K |
|
|
APLS
2675
DELISTED
Apellis Pharmaceuticals
APLS
| $1.5M | ﹤0.01% |
39,473
-488,338
| -93% | -$21.5M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.