David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.15% |
| 2 | Consumer Discretionary | 12.74% |
| 3 | Healthcare | 11.89% |
| 4 | Financials | 8.05% |
| 5 | Industrials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BHVN
2651
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
| $1.25M | ﹤0.01% |
30,000
| – | – |
|
|
ADVM
2652
DELISTED
Adverum Biotechnologies
ADVM
| $1.25M | ﹤0.01% |
22,943
+9,632
| +72% | +$1.09M |
|
2653
Graham Holdings Company
GHC
$4.93B
| $1.25M | ﹤0.01% |
1,882
-3,409
| -64% | -$2.42M |
|
2654
Immersion
IMMR
$255M
| $1.25M | ﹤0.01% |
163,259
-55,974
| -26% | -$444K |
|
2655
Motorcar Parts of America
MPAA
$217M
| $1.25M | ﹤0.01% |
73,791
+32,970
| +81% | +$551K |
|
2656
PUT
Zoetis
ZTS
$32B
| $1.25M | ﹤0.01% |
+10,000
| New | +$1.21M |
|
2657
New Mountain Finance
NMFC
$715M
| $1.24M | ﹤0.01% |
91,184
+26,641
| +41% | +$363K |
|
2658
CALL
ONE Gas
OGS
$5.1B
| $1.24M | ﹤0.01% |
12,900
+9,500
| +279% | +$867K |
|
|
ANAT
2659
PUT
DELISTED
American National Group, Inc. Common Stock
ANAT
| $1.24M | ﹤0.01% |
10,000
-12,100
| -55% | -$1.44M |
|
2660
CALL
Ameriprise Financial
AMP
$49.5B
| $1.24M | ﹤0.01% |
8,400
+2,100
| +33% | +$294K |
|
2661
Globant
GLOB
$1.67B
| $1.23M | ﹤0.01% |
13,471
-2,560
| -16% | -$254K |
|
2662
Pan American Silver
PAAS
$21.8B
| $1.23M | ﹤0.01% |
78,683
+58,976
| +299% | +$954K |
|
2663
SouthState Bank Corp
SSB
$10.3B
| $1.23M | ﹤0.01% |
16,273
+10,563
| +185% | +$796K |
|
2664
PUT
Wolfspeed
WOLF
$1.4B
| $1.23M | ﹤0.01% |
25,000
-21,500
| -46% | -$1.17M |
|
2665
Freshpet
FRPT
$3.6B
| $1.22M | ﹤0.01% |
24,598
-174,520
| -88% | -$7.97M |
|
2666
Realty Income
O
$58.9B
| $1.22M | ﹤0.01% |
16,471
-191,918
| -92% | -$13.5M |
|
2667
Ovintiv
OVV
$17.8B
| $1.22M | ﹤0.01% |
53,034
+6,871
| +15% | +$157K |
|
|
CGC
2668
Canopy Growth
CGC
$463M
| $1.22M | ﹤0.01% |
+5,320
| New | +$1.63M |
|
2669
CALL
Cardinal Health
CAH
$55.4B
| $1.21M | ﹤0.01% |
+25,700
| New | +$1.17M |
|
2670
PUT
ON Semiconductor
ON
$28.5B
| $1.21M | ﹤0.01% |
+63,000
| New | +$1.21M |
|
2671
Hope Bancorp
HOPE
$1.78B
| $1.21M | ﹤0.01% |
84,261
-132,828
| -61% | -$1.86M |
|
|
ZGNX
2672
PUT
DELISTED
Zogenix, Inc.
ZGNX
| $1.2M | ﹤0.01% |
+30,000
| New | +$1.38M |
|
2673
Standard Motor Products
SMP
$829M
| $1.2M | ﹤0.01% |
24,710
-668
| -3% | -$30.6K |
|
|
GAP
2674
CALL
The Gap Inc
GAP
$7.61B
| $1.2M | ﹤0.01% |
69,000
+57,000
| +475% | +$1.01M |
|
|
K
2675
CALL
DELISTED
Kellanova
K
| $1.2M | ﹤0.01% |
19,809
-10,011
| -34% | -$572K |
|
Similar funds
David Shaw's Q3 2019 Portfolio in Review
As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
- David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- David Shaw opened 550 new positions and closed 422 in Q3 2019.
- David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.