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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSTR icon
2651
CALL
Landstar System
LSTR
$6.13B
$737K ﹤0.01%
7,400
-23,000
-76% -$2.04M
ADUS icon
2652
Addus HomeCare
ADUS
$2.25B
$736K ﹤0.01%
20,864
-5,088
-20% -$179K
COBZ
2653
DELISTED
CoBiz Financial,Inc
COBZ
$736K ﹤0.01%
37,467
+5,417
+17% +$94.3K
CAR icon
2654
Avis
CAR
$5.14B
$732K ﹤0.01%
+19,221
New +$646K
AKS
2655
PUT
DELISTED
AK Steel Holding Corp
AKS
$732K ﹤0.01%
+131,000
New +$749K
KBH icon
2656
CALL
KB Home
KBH
$3.42B
$731K ﹤0.01%
30,300
+14,700
+94% +$331K
JBGS
2657
PUT
JBG SMITH
JBGS
$740M
$730K ﹤0.01%
+21,350
New +$723K
ATSG
2658
PUT
DELISTED
Air Transport Services Group
ATSG
$730K ﹤0.01%
+30,000
New +$700K
CNOB icon
2659
Center Bancorp
CNOB
$1.62B
$729K ﹤0.01%
29,621
+3,519
+13% +$79.9K
INTU icon
2660
CALL
Intuit
INTU
$98.7B
$725K ﹤0.01%
5,100
– –
HTGC icon
2661
Hercules Capital
HTGC
$3.27B
$722K ﹤0.01%
+56,004
New +$718K
VIVO
2662
DELISTED
Meridian Bioscience Inc
VIVO
$722K ﹤0.01%
50,478
+37,813
+299% +$540K
GRA
2663
CALL
DELISTED
W.R. Grace & Co.
GRA
$722K ﹤0.01%
10,000
– –
CHK
2664
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$719K ﹤0.01%
836
-264
-24% -$227K
CPLA
2665
DELISTED
Capella Education Company
CPLA
$719K ﹤0.01%
10,248
+5,692
+125% +$412K
AEO icon
2666
PUT
American Eagle Outfitters
AEO
$2.82B
$715K ﹤0.01%
50,000
– –
AXDX
2667
DELISTED
Accelerate Diagnostics
AXDX
$715K ﹤0.01%
3,184
+1,934
+155% +$475K
BBDC icon
2668
PUT
Barings BDC
BBDC
$983M
$714K ﹤0.01%
+50,000
New +$754K
EGP icon
2669
CALL
EastGroup Properties
EGP
$10.8B
$714K ﹤0.01%
+8,100
New +$700K
KAMN
2670
DELISTED
Kaman Corp
KAMN
$714K ﹤0.01%
12,800
-2,631
-17% -$133K
OMED
2671
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$714K ﹤0.01%
158,016
+102,549
+185% +$415K
ANDE icon
2672
Andersons Inc
ANDE
$2.19B
$708K ﹤0.01%
20,666
-1,490
-7% -$49.3K
XLNX
2673
CALL
DELISTED
Xilinx Inc
XLNX
$708K ﹤0.01%
10,000
– –
BKR icon
2674
PUT
Baker Hughes
BKR
$62B
$707K ﹤0.01%
+19,300
New +$685K
TPST icon
2675
Tempest Therapeutics
TPST
$18M
$707K ﹤0.01%
170
+28
+20% +$120K
105 106
107
108 109

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.