David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ANR
2651
DELISTED
Alpha Natural Resources Inc
ANR
| $1.7M | ﹤0.01% |
238,528
+54,454
| +30% | +$368K |
|
|
AVEO
2652
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
| $1.7M | ﹤0.01% |
92,525
+11,160
| +14% | +$223K |
|
2653
CALL
RBC Bearings
RBC
$16.1B
| $1.7M | ﹤0.01% |
24,000
| – | – |
|
2654
CALL
Genuine Parts
GPC
$18.9B
| $1.7M | ﹤0.01% |
20,400
-12,000
| -37% | -$971K |
|
2655
Terreno Realty
TRNO
$7.32B
| $1.7M | ﹤0.01% |
95,849
-23,950
| -20% | -$421K |
|
2656
PUT
Southwest Airlines
LUV
$19.5B
| $1.7M | ﹤0.01% |
+90,000
| New | +$1.57M |
|
|
LSI
2657
PUT
DELISTED
Life Storage, Inc.
LSI
| $1.69M | ﹤0.01% |
39,000
+9,000
| +30% | +$424K |
|
2658
Church & Dwight Co
CHD
$24.3B
| $1.69M | ﹤0.01% |
51,082
-188,044
| -79% | -$6.06M |
|
2659
PUT
Mativ Holdings
MATV
$671M
| $1.69M | ﹤0.01% |
32,900
-44,400
| -57% | -$2.45M |
|
|
PETM
2660
DELISTED
PETSMART INC
PETM
| $1.69M | ﹤0.01% |
23,278
+12,161
| +109% | +$890K |
|
2661
CALL
Groupon
GRPN
$797M
| $1.69M | ﹤0.01% |
7,185
| – | – |
|
2662
American Public Education
APEI
$845M
| $1.69M | ﹤0.01% |
38,881
+27,426
| +239% | +$1.13M |
|
|
AUY
2663
PUT
DELISTED
Yamana Gold, Inc.
AUY
| $1.69M | ﹤0.01% |
196,000
-162,500
| -45% | -$1.5M |
|
2664
Gen Digital
GEN
$18.3B
| $1.69M | ﹤0.01% |
71,527
-609,949
| -90% | -$14.3M |
|
2665
Matsons
MATX
$6.66B
| $1.69M | ﹤0.01% |
64,554
-17,945
| -22% | -$462K |
|
|
ADVS
2666
CALL
DELISTED
Advent Software Inc
ADVS
| $1.68M | ﹤0.01% |
48,100
-6,100
| -11% | -$206K |
|
|
WPRT
2667
PUT
Westport Fuel Systems
WPRT
$35.3M
| $1.68M | ﹤0.01% |
8,560
+6,810
| +389% | +$1.51M |
|
|
VTLE
2668
PUT
DELISTED
Vital Energy
VTLE
| $1.68M | ﹤0.01% |
+3,030
| New | +$1.78M |
|
2669
VirnetX Holding Corp
VHC
$52.5M
| $1.68M | ﹤0.01% |
4,321
+1,560
| +57% | +$621K |
|
|
TGI
2670
DELISTED
Triumph Group
TGI
| $1.68M | ﹤0.01% |
22,024
-101,891
| -82% | -$7.39M |
|
|
KCG
2671
DELISTED
KCG Holdings, Inc.
KCG
| $1.68M | ﹤0.01% |
140,029
+43,336
| +45% | +$440K |
|
|
PCH
2672
DELISTED
PotlatchDeltic
PCH
| $1.67M | ﹤0.01% |
40,103
-11,009
| -22% | -$446K |
|
|
HGG
2673
DELISTED
hhgregg Inc.
HGG
| $1.67M | ﹤0.01% |
119,860
-179,222
| -60% | -$2.87M |
|
2674
CALL
Dine Brands
DIN
$422M
| $1.67M | ﹤0.01% |
+20,000
| New | +$1.58M |
|
2675
Hilton Worldwide
HLT
$73.5B
| $1.67M | ﹤0.01% |
+25,000
| New | +$1.64M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.