David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2626
CALL
Lamb Weston
LW
$7.6B
| $1.59M | ﹤0.01% |
17,200
-8,000
| -32% | -$811K |
|
2627
Associated Banc-Corp
ASB
$5.83B
| $1.59M | ﹤0.01% |
92,918
-132,985
| -59% | -$2.34M |
|
2628
PUT
M/I Homes
MHO
$3.85B
| $1.59M | ﹤0.01% |
+18,900
| New | +$1.75M |
|
|
SRC
2629
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $1.59M | ﹤0.01% |
+47,356
| New | +$1.82M |
|
2630
Evertec
EVTC
$1.78B
| $1.59M | ﹤0.01% |
42,699
+4,429
| +12% | +$173K |
|
2631
PUT
Timken Company
TKR
$8.74B
| $1.59M | ﹤0.01% |
+21,600
| New | +$1.75M |
|
|
ESTE
2632
CALL
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
| $1.59M | ﹤0.01% |
+78,400
| New | +$1.37M |
|
2633
PUT
Watsco Inc
WSO
$13B
| $1.59M | ﹤0.01% |
4,200
+3,000
| +250% | +$1.08M |
|
2634
First Internet Bancorp
INBK
$239M
| $1.58M | ﹤0.01% |
97,743
+3,626
| +4% | +$68.4K |
|
2635
CALL
Royal Gold
RGLD
$22.5B
| $1.58M | ﹤0.01% |
14,900
| – | – |
|
2636
PUT
Iron Mountain
IRM
$36.2B
| $1.58M | ﹤0.01% |
26,600
-63,600
| -71% | -$3.89M |
|
2637
CALL
Analog Devices
ADI
$180B
| $1.58M | ﹤0.01% |
9,000
-8,300
| -48% | -$1.53M |
|
|
THS
2638
DELISTED
Treehouse Foods
THS
| $1.57M | ﹤0.01% |
36,123
-1,033
| -3% | -$49.5K |
|
|
INN
2639
Summit Hotel Properties
INN
$646M
| $1.57M | ﹤0.01% |
271,383
+184,510
| +212% | +$1.1M |
|
2640
Matrix Service
MTRX
$302M
| $1.57M | ﹤0.01% |
133,296
+16,060
| +14% | +$122K |
|
2641
TaskUs
TASK
$711M
| $1.57M | ﹤0.01% |
151,280
+53,940
| +55% | +$580K |
|
|
OSRH
2642
OSR Health
OSRH
$4.09M
| $1.57M | ﹤0.01% |
150,000
| – | – |
|
2643
ESAB
ESAB
$5.11B
| $1.56M | ﹤0.01% |
22,270
+6,975
| +46% | +$485K |
|
|
IBTX
2644
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.56M | ﹤0.01% |
39,527
-17,846
| -31% | -$728K |
|
2645
Pegasystems
PEGA
$5.56B
| $1.56M | ﹤0.01% |
71,968
-191,866
| -73% | -$4.7M |
|
2646
El Pollo Loco
LOCO
$476M
| $1.56M | ﹤0.01% |
174,238
+6,142
| +4% | +$59.7K |
|
|
CRON
2647
Cronos Group
CRON
$1.31B
| $1.55M | ﹤0.01% |
777,888
-677,082
| -47% | -$1.32M |
|
2648
Atlas Energy Solutions
AESI
$1.51B
| $1.55M | ﹤0.01% |
+69,866
| New | +$1.46M |
|
2649
Petco
WOOF
$791M
| $1.54M | ﹤0.01% |
377,638
+249,945
| +196% | +$1.64M |
|
2650
HCI Group
HCI
$2.33B
| $1.54M | ﹤0.01% |
28,435
+8,629
| +44% | +$491K |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.