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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZN
2626
PUT
DELISTED
Horizon Global Corporation
HZN
$720K ﹤0.01%
30,000
– –
ZOES
2627
CALL
DELISTED
Zoe's Kitchen, Inc.
ZOES
$720K ﹤0.01%
+30,000
New +$709K
MPG
2628
DELISTED
Metaldyne Performance Group Inc.
MPG
$719K ﹤0.01%
+31,328
New +$596K
LCI
2629
PUT
DELISTED
Lannett Company, Inc.
LCI
$717K ﹤0.01%
8,125
– –
MRT
2630
DELISTED
MedEquities Realty Trust, Inc.
MRT
$715K ﹤0.01%
+64,437
New +$720K
CAC icon
2631
Camden National
CAC
$961M
$711K ﹤0.01%
15,991
+3,752
+31% +$138K
WM icon
2632
PUT
Waste Management
WM
$90.5B
$709K ﹤0.01%
+10,000
New +$669K
MJN
2633
CALL
DELISTED
Mead Johnson Nutrition Company
MJN
$708K ﹤0.01%
10,000
– –
O icon
2634
Realty Income
O
$59.8B
$707K ﹤0.01%
12,697
-9,659
-43% -$542K
PAY
2635
DELISTED
Verifone Systems Inc
PAY
$706K ﹤0.01%
39,828
+3,170
+9% +$52.7K
UBA
2636
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$706K ﹤0.01%
+29,268
New +$652K
BCO icon
2637
Brink's
BCO
$4.65B
$705K ﹤0.01%
17,093
+9,801
+134% +$393K
PFBC icon
2638
Preferred Bank
PFBC
$1.23B
$704K ﹤0.01%
+13,430
New +$569K
NTT
2639
DELISTED
Nippon Telegraph & Telephone
NTT
$704K ﹤0.01%
+16,745
New +$710K
SO icon
2640
PUT
Southern Company
SO
$104B
$703K ﹤0.01%
14,300
– –
EZPW icon
2641
Ezcorp Inc
EZPW
$2.15B
$701K ﹤0.01%
65,858
-37,171
-36% -$401K
LSI
2642
CALL
DELISTED
Life Storage, Inc.
LSI
$699K ﹤0.01%
+12,300
New +$682K
TOWN icon
2643
CALL
Towne Bank
TOWN
$3.5B
$698K ﹤0.01%
+21,000
New +$605K
LE icon
2644
Lands' End
LE
$377M
$697K ﹤0.01%
+46,034
New +$753K
PB icon
2645
Prosperity Bancshares
PB
$8.74B
$696K ﹤0.01%
9,699
-17,902
-65% -$1.12M
OPB
2646
DELISTED
Opus Bank Common Stock
OPB
$694K ﹤0.01%
23,111
+14,451
+167% +$386K
NSA
2647
DELISTED
National Storage Affiliates Trust
NSA
$693K ﹤0.01%
+31,412
New +$638K
APOL
2648
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
$693K ﹤0.01%
70,000
– –
OSIR
2649
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$692K ﹤0.01%
140,978
+32,808
+30% +$168K
ACRE
2650
Ares Commercial Real Estate
ACRE
$262M
$691K ﹤0.01%
50,335
-6,105
-11% -$81.2K
104 105
106
107 108

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.